Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Chapter 12 — Operational Requirements
Rule Amendments

12.20.1

A Trading Member and its Trading Representatives may receive goods and services from a broker for directing business to the broker if:—

(1) the goods and services can reasonably be expected to assist in the provision of services to the customer;
(2) records of the goods and services received are maintained; and
(3) there are appropriate internal controls and procedures for such arrangements.

Refer to Practice Note 12.20.1.