Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Rule Amendments

15.3.1

A Trading Member must:—

(1) supervise its research analysts;
(2) implement written supervisory procedures to ensure that its research analysts comply with this Chapter; and
(3) implement any procedure, Directive or recommendation by SGX-ST.