Rulebooks: Contents

Mainboard Rules
Catalist Rules
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Sponsors
Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Chapter 4 Equity Securities
Chapter 5 Reserved
Chapter 6 Reserved
Chapter 7 Continuing Obligation
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transactions
Chapter 10 Acquisitions and Realisations
Chapter 11 Takeovers
Chapter 12 Circulars, Annual Reports and Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Transition Rules
Appendix 4E Applicant's Listing Agreement
Practice Notes
Code of Corporate Governance 2012
Code of Corporate Governance 2018
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

(2 versions)
Up to Sep 28 2011Sep 29 2011 onwards

Appendix 4E Applicant's Listing Agreement

Cross-referenced from Appendix 4F and Rule 410(3)

For *initial public offerings / very substantial acquisitions / reverse takeovers / transfers from SGX Main Board to Catalist:

We, ........................................................................... (listing applicant/enlarged group), in consideration of Singapore Exchange Securities Trading Limited (SGX) admitting us to the Official List of Catalist and quoting our securities, agree to the following.

1. Agreement

We agree:

(a) that the listing and quotation of our securities, or refusal, suspension or removal thereof, is in SGX's absolute discretion. SGX may admit or quote on any conditions it decides. SGX is not obliged to give reasons;
(b) to comply with the Rules and requirements if admitted (as amended from time to time);
(c) that the Rules may be modified or waived by the Exchange in its discretion;
(d) that SGX may enforce any action, disciplinary or otherwise, under the Rules;
(e) that SGX may make public any action taken and the reasons as set out in the Rules;
(f) that SGX may contact any organisation (regulatory or professional) regarding the proposed listing and quotation of our securities, and may give them and receive from them any information or documents considered by SGX or that organisation to be relevant;
(g) to pay all fees when due;
(h) to accept as final, binding & conclusive any decision made by SGX;
(i) to pay all costs required by SGX;
(j) to submit to the non-exclusive jurisdiction of the courts of Singapore; and
(k) that the proper law of this agreement is Singapore law.

2. Warranty

We warrant to SGX that:

(a) there is no reason not disclosed to our sponsor why our securities should not be listed and quoted on Catalist; and
(b) the information and documents provided to our sponsor, or provided to SGX as requested, are complete and accurate.

3. Indemnity

We indemnify SGX and its staff, agents and delegates to the fullest extent permitted by law in respect of any claim, action, other civil liability, or expense arising from or connected with:

(a) anything done or omitted to be done with reasonable care and in good faith in the course of, or in connection with, the discharge or purported discharge of their obligations under the law or the Rules;
(b) any breach of the above warranties; or
(c) any breach of our agreement.


Proper execution by applicant (eg. seal)
Signed by ................... (name and position) pursuant to authority granted by resolution of the Board on .................. (date)

* Delete where not applicable.

Amended on 29 September 2011.