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Practice Note 4.12
Business Continuity Requirements
Rulebooks: Contents
Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1
General
Chapter 2
Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3
Capital and Financial Requirements
Chapter 4
Operational Requirements
Chapter 5
Trading Practices and Conduct
Chapter 6
Designated Market-Makers
Chapter 7
Listing and Quotation
Chapter 8
Trading
Chapter 9
Settlement
Chapter 10
Requirements on Specific Securities and Futures Contracts
Chapter 11
Cancellation of Contracts and Trades
Chapter 12
Supervision and Enforcement
Chapter 13
Definitions and Interpretation
Directives
Regulatory Notices
Practice Notes
Practice Note 3.7 and 3.9
Remote Trading Member Exposure to Single Customer and Single Security
Practice Note 4.2
Direct Market Access And Sponsored Access
Practice Note 4.9.3
Conflicts of Interest
Practice Note 4.10.1(b)
Pre Execution Checks
Practice Note 4.10.1(c)
Error Prevention Alerts
Practice Note 4.10.2
Firm Level Monitoring of Capital and Financial Requirements and Prudential Limits
Practice Note 4.12
Business Continuity Requirements
1. Introduction
2. Business continuity plan
3. Emergency contact persons
Practice Note 4.15.2(a) and (b)
Opening of Customer Accounts: Obtaining Adequate Particulars, Verification of Identity, and Verification of Authority to Trade
Practice Note 4.15.2(d)
Understanding a Customer's Risk Appetite and Investment Objectives
Practice Note 4.15.3
Additional Safeguards for Trading by Young Investors
Practice Note 4.18
Education for Internet Trading Customers
Practice Note 4.24.3(c)
Evidence of Informed Consent for Contract Notes in Electronic Form
Practice Note 4.38
Soft Dollar Receipts or Payments
Practice Note 5.7
Precedence of Customer Orders
Practice Note 5.12
False Trading and Market Rigging
Practice Note 5.12.3
Transaction with no change in beneficial ownership
Practice Note 5.12.9
Processes for Review of Orders and Trades
Practice Note 8.11.1
Designated Instruments
Practice Note 8.13 and 8.15
Characteristics of Suspension and Trading Halt
Practice Note 8.13.4 and 8.15.7
Approval of Off-Market Trades in a Security or Futures Contract Subject to Suspension or Trading Halt
Practice Note 9.6.4(b)
Money Received on Account of Customer
Practice Note 11.1.2 and 11.3
Trade Cancellation Procedures
Practice Note 11.5.5(c)
Alternative Reference Price For No Cancellation Range
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules
[Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments
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Whole Section
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2.1
1. Introduction
Versions
(1 version)
Jun 3 2019 onwards
Practice Note 4.12
Business Continuity Requirements
View whole section
Contents:
1. Introduction
1.1
1.2
2. Business continuity plan
2.1 Critical elements of a business continuity plan
2.2 Emergency response during crisis
2.3 Regular review, testing and training
2.4 Application to a Remote Trading Member
3. Emergency contact persons
3.1
3.2
3.3
Appendix A to Practice Note 4.12 Business Continuity Management Emergency Contact Person(s)