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SGX-ST Rules
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Section B — Market Participants
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Chapter 4 — Trading Members
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4.6 Obligations of A Trading Member
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4.6.1 Compliance
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Mainboard Rules
Catalist Rules
SGX-ST Rules
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Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Definitions and Interpretation
Section A — General
Section B — Market Participants
Chapter 4 — Trading Members
4.1 Admission Criteria
4.2 Application Procedures
4.3 Appeals
4.4 Register of Trading Members
4.5 Trading Rights
4.5A
Direct Market Access
4.5B
Controlling Access
4.6 Obligations of A Trading Member
4.6.1 Compliance
4.6.2 Acts as Principal
4.6.3 Contracts
4.6.4 Good Business Practice
4.6.5 Responsibility to SGX-ST
4.6.6 Supervision
4.6.7 Establish Procedures and Systems
4.6.7A Risk Management and Financial Controls
4.6.8 Change in Control
4.6.9 Reporting
4.6.10 Payment
4.6.11 Approved Executive Director
4.6.12 Directors
4.6.13 Trading Representatives
4.6.14 Memorandum and Articles of Association
4.6.15 Other Businesses
4.6.16 Register of Securities
4.6.17 Business Name
4.6.18 Issue of Shares
4.6.19 Voluntary Liquidation
4.6.20 Trading Member Ceases to Carry on Business
4.6.21 Business Continuity Requirements
4.6.22
Adequacy of Systems
4.7 Qualification by A Clearing Member
4.8 Resignation
4.9 Cessation of Trading Access
4.10 Obligations of a Former Trading Member
Chapter 5 — Designated Market-Maker
Chapter 6 — Approved Executive Director
Chapter 7 — Trading Representative
Section C — Market Structure
Section D — Regulatory Framework
Section E — Other Business Activities
Section F
— Transitional Provisions
Directives
Practice Notes
Schedules
Rule Amendments
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4.6 Obligations of A Trading Member
4.6.2 Acts as Principal
4.6.1 Compliance
A Trading Member must:—
(1) comply with the Rules, and any Directives SGX-ST prescribes; and
(2) continue to satisfy the admission criteria.
4.6 Obligations of A Trading Member
4.6.2 Acts as Principal