Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Rule Amendments

11.10.1

A Trading Member shall submit to SGX-ST financial returns as follows:

(1) in the case of a Trading Member that holds a Capital Markets Services Licence, submit by the 14th calendar day of each month statements of assets and liabilities, base capital, financial resources, total risk requirement, aggregate indebtedness;
(2) in the case of a Trading Member that holds a licence specified in Rule 4.1.1(1)(b), submit by such time specified by SGX-ST financial returns based on such computation methodology and in the form prescribed by SGX-ST; and
(3) and such other statements as SGX-ST may from time to time require in the format specified by SGX-ST.

Refer to SGX Data Submission Website (https://esub.sgx.com) for the submission template.

Amended on 3 January 2007, 19 May 2014, 29 December 2014 and 22 April 2019.