Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Rule Amendments

11.11.2

A Trading Member shall, within 5 months after the close of the financial year, furnish to SGX-ST the following information:

(1) relevant forms in respect of its annual financial audit which a Trading Member is required to lodge with its Relevant Regulatory Authority, translated into English, and as prescribed by SGX-ST. In the case of a Trading Member who holds a Capital Markets Services Licence, the forms shall be in the prescribed format under Regulation 27(9) of the SFR (Financial and Margin Requirements);
(2) audited accounts of the Trading Member and its subsidiaries; and
(3) a certificate in respect of its annual financial audit signed by the auditor appointed by the Trading Member to carry out such audit in such form prescribed by the Relevant Regulatory Authority.

Amended on 12 October 2005, 19 May 2014, 29 December 2014, 8 October 2018 and 22 April 2019.