Rulebooks: Contents

Rulebooks
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Section D — Regulatory Framework
Rule Amendments

  Versions
(3 versions)
 

11.14.1

A Trading Member that holds a Capital Markets Services Licence licence shall keep a register of its directors and their connected persons. For the purpose of this Rule, a "connected person" has the meaning ascribed to it in Section 2 of the SFA.

Amended on 19 May 2014 and 29 December 2014.