Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Chapter 12 — Operational Requirements
Rule Amendments

  Versions
(2 versions)
 
Up to May 18 2014May 19 2014 onwards

12.18.1

A Trading Member must carry out checks from time to time to ensure compliance with:

(1) the regulatory requirements of such Relevant Regulatory Authority;
(2) the Rules, Directives; and
(3) its policies and procedures.

Amended on 19 May 2014.