Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
Definitions and Interpretation
Section A — General
Section B — Market Participants
Section C — Market Structure
Section D — Regulatory Framework
Section E — Other Business Activities
Section F — Transitional Provisions
Directives
Practice Notes
Schedules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Chapter 13 — Trading Practices and Conduct
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Contents:
13.1 Acting as Principal
13.1.1
13.1.2
13.1.3
13.2 Acting as Agent
13.2.1
13.2.2
13.3 Separation of Customer and Proprietary Trading Activities
13.3.1
13.4 Customer Orders — Precedence
13.4.1
13.4.2
13.4.3
13.5 Arrangement with Customers
13.5.1
13.5A Margin Management for Trading Members In Respect of Any Margins from Customers
13.5A.1
13.6 Unauthorised Trading
13.6.1
13.7 Excessive Trading
13.7.1
13.8 Market Manipulation and False Market
13.8.1
13.8.2
13.8.3
13.8.4
13.8.5
13.8.6
13.8.7
13.8.8
13.8.9
13.9 Record of Orders
13.9.1
13.9.2
13.10 Order Entry Person
13.10.1
13.10.2
13.10.3
13.10.4
13.11 Responsibility for Orders
13.11.1
13.11.2
13.11.3
13.11.4
13.12 Identification and Password
13.12.1
13.12.2
13.13 Off Premises Broking
13.13.1
13.13.2
13.13.3
13.13.4
13.14 Miscellaneous
13.14.1