Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
Definitions and Interpretation
Section A — General
Section B — Market Participants
Section C — Market Structure
Section D — Regulatory Framework
Section E — Other Business Activities
Section F — Transitional Provisions
Directives
Practice Notes
Schedules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Chapter 14 — Supervisory Rules
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Contents:
14.1 Exchange Investigations
14.1.1
14.1.2
14.1.3
14.1.4
14.1.5
14.1.6
14.2 Exchange Inspections
14.2.1
14.2.2
14.2.3
14.2.4
14.3 Disciplinary Action
14.3.1
14.3.2
14.3.3
14.3A Composition by SGX-ST
14.3A.1
14.3A.2
14.3A.3
14.3A.4
14.3A.5
14.3A.6
14.3A.7
14.3A.8
14.4 Disciplinary Committee
14.4.1
14.4.2
14.4.3
14.4.4
14.4.5
14.4.6
14.4.7
14.5 Disciplinary Committee Powers
14.5.1
14.5.2
14.5.3
14.5.4
14.5.5
14.6 Disciplinary Committee Proceedings
14.6.1
14.6.2 Response to Charge
14.6.3 Legal Representation before Disciplinary Committee
14.6.4 Evidence
14.6.5 Witnesses, Examination and Cross Examination
14.6.6 Disciplinary Committee's Deliberation
14.6.7 Decision of Disciplinary Committee
14.6.8 Notification of Decision
14.7 Appeals Committee
14.7.1
14.7.2
14.7.3
14.7.4
14.7.5
14.7.6
14.7.7
14.7.8
14.8 Appeals
14.8.1
14.8.2
14.9 Appeals Proceedings
14.9.1 Notice of Appeal and Reply
14.9.2 Administrative Fee for Appeal
14.9.3 Appeals by Rehearing
14.9.4 Legal Representation Before Appeals Committee
14.9.5 Evidence
14.9.6 Witnesses, Examination and Cross Examination
14.9.7 Appeals Committee's Deliberation
14.9.8 Decision of Appeals Committee
14.10 Payment of Costs
14.10.1
14.10.2
14.11 Fine
14.11.1
14.11.2
14.12 Interim Powers of SGX-ST
14.12.1
14.12.2
14.12.3 Action Against Defaulters
14.12.4
14.12.5
14.12.6
14.13 Emergency Powers
14.13.1
14.13.2
14.13.3
14.13.4