Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Rule Amendments

15.3.3

SGX-ST may limit the scope of activity of a research analyst or direct a Trading Member to replace a research analyst if the person:—

(1) causes the Trading Member to breach the Rules or Directives;
(2) engages in conduct detrimental to the financial integrity, reputation or interests of SGX-ST, or markets established or operated by SGX-ST;
(3) breaches any provision involving fraud or dishonesty, whether in or out of Singapore; or
(4) is the subject of an investigation involving fraud or dishonesty, whether in or out of Singapore.