Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
Chapter 1 Application of Rules
Chapter 2 Clearing Membership
Chapter 3 Committees
Chapter 4 Enforcement of Rules
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B Payments
Chapter 8 Mutual Offset System
Chapter 9 Definitions and Interpretation
Chapter 10 Transitional Provisions
Directives
Practice Notes
Appendices
Schedules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Chapter 2 Clearing Membership
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Contents:
2.01 General
2.01.1
2.01.2 [Rule has been deleted.]
2.01.3
2.01.4
2.01.5
2.01.6
2.01.7
2.02 Eligibility Criteria for General Clearing Members
2.02.1
2.02.2
2.02.2A
2.02.3
2.02A Eligibility Criteria for Direct Clearing Members
2.02A.1
2.02A.2
2.02B Eligibility Criteria for Bank Clearing Members
2.02B.1
2.02B.2
2.02B.3
2.02C Eligibility Criteria for Remote Clearing Members
2.02C.1
2.02C.2
2.02C.3
2.02C.4
2.02D Eligibility Criteria for FCM Clearing Members
2.02D.1
2.03 Honorary Clearing Membership
2.03.1
2.04 Application
2.04.1
2.05 Admission
2.05.1
2.05.2
2.05.3
2.05.4
2.06 Compliance
2.06.1 Rules
2.06.2 SFA
2.06A Reporting
2.06A.1
2.06A.2
2.07 Minimum Capital and Financial Requirements of Clearing Members Incorporated in Singapore
2.07.1
2.07.1A
2.07.1B
2.07.2 [Rule has been deleted.]
2.07.3
2.07.4
2.07.5
2.07.6
2.07.7
2.07.8
2.07A Early Warning Financial Requirements of Clearing Members Incorporated in Singapore
2.07A.1
2.07A.2
2.07A.3
2.07A.4
2.07B Notification Requirements of Clearing Members Incorporated in Singapore
2.07B.1
2.07B.2
2.07B.3
2.07C Qualifying Letter of Credit
2.07C.1
2.07C.2
2.07C.3
2.08 Minimum Capital and Financial Requirements of Clearing Members Incorporated Outside Singapore
2.08.1
2.08.1A
2.08.1B
2.08.1C
2.08.1D
2.08.1E
2.08.2 [Rule has been deleted.]
2.08.3
2.08.4
2.08.5
2.08.6
2.08.7
2.08.8
2.08A Early Warning Financial Requirements of Clearing Members Incorporated Outside Singapore
2.08A.1
2.08A.2
2.08A.3
2.08A.4
2.08B Notification Requirements of Clearing Members Incorporated Outside Singapore
2.08B.1
2.08B.2
2.08B.3
2.08C Qualifying Letter of Credit
2.08C.1
2.08C.2
2.08C.3
2.09 Special Reserve Fund for General Clearing Members Incorporated in Singapore
2.09.1
2.09.2
2.10 Special Reserve Fund for General Clearing Members Incorporated Outside Singapore
2.10.1
2.10.2
2.11 Other Financial Requirements
2.11.1 Reduction in Paid-Up Ordinary Share Capital or Paid-Up Irredeemable and Non-Cumulative Preference Share Capital
2.11.2 Preference Share
2.11.3 Qualifying Subordinated Loans
2.11.4 Making of Unsecured Loan or Advance, Payment of Dividend or Director's Fees or Increase in Director's Remuneration
2.11.5 [Rule has been deleted.]
Rights and Obligations of Clearing Members
2.12 Rights of Clearing Members
2.12A [Rule has been deleted.]
2.13 Duties and Responsibilities of Clearing Members
2.13.1
2.13A Business Continuity Requirements
2.13A.1
2.13A.2
2.13A.3
2.13A.4
2.13A.5
2.14 Required Records and Reports
2.14.1
2.14.2
2.14.3
2.14.3A
2.14.3B
2.14.4
2.14.5
2.14.6
2.15 Audit Requirements
2.15.1 Statutory Audit Report for General Clearing Members
2.15.1A Audit Report for Direct Clearing Members
2.15.1B Audit Report for Bank Clearing Members
2.15.1C Audit Reports for Remote Clearing Members
2.15.2 Internal Audit Report
2.16 [Rule has been deleted.]
2.17 Limit on Lending to Directors, Officers or Employees of General Clearing Members
2.17.2 [Rule has been deleted.]
2.18 Segregation of Customer's Money, Securities and Property
2.18.1 General
2.18.2 [Rule has been deleted.]
2.18.3 Miscellaneous
2.19 Omnibus Account
2.19.1 Clearing Requirements
2.19.2 Restrictions
2.19.3 Responsibility
2.19.4 Disclosure
2.20 Limits of Positions
2.20.1
2.20.2
2.20.3
2.20.4
2.20A Accumulation of Positions
2.20A.1
2.20B Withholding of Profits from Overtrading
2.20B.1
2.20B.2
2.21 Covenant
2.21.1
2.22 Change or Intended Change
2.22.1
2.22.2
2.22.3
2.23 Notification of Reduction in Capital and Under-Segregation
2.23.1
2.24 Appointment of Chief Executive Officer, Deputy Chief Executive Officer
2.24.1
2.24.2 [Rule has been deleted.]
2.24.2A
2.24.3 [Rule has been deleted.]
2.25 Appointment of Auditors
2.25.1
2.25.2
2.26 Special Call for Financial Statements
2.26.1
2.26.2
2.26.3 [Rule has been deleted.]
2.27 Request for Information
2.27.1
2.27.1A
2.27.2
2.27.3
2.28 Voluntary Suspension and Resignation
2.28.1
2.28.2
2.28.2A
2.28.2B
2.28.2C
2.28.2D
2.28.3
2.28.4
2.28A Clearing Arrangements with Trading Members
2.28A.1
2.28A.2
2.28A.3
2.28A.4
2.28A.5
2.28B Fictitious Transactions Without Change in Ownership
2.28B.1
2.29 [Rule has been deleted.]
2.30 [Rule has been deleted.]
2.30.1 [Rule has been deleted.]
2.30.1A [Rule has been deleted.]
2.30.2 [Rule has been deleted.]
2.31 [Rule has been deleted.]
2.31.1 [Rule has been deleted.]
2.31.2 [Rule has been deleted.]
2.32 [Rule has been deleted.]
2.32.1 [Rule has been deleted.]
2.33 [Rule has been deleted.]
2.33.1 [Rule has been deleted.]
2.33.2 [Rule has been deleted.]
2.34 Market Disorders, Impossibility of Performance, Emergency Situations and Powers of Clearing House
2.34.1
2.34.1A
2.34.1B
2.34.2
2.34.3
2.35 Force Majeure
2.35.1
2.35.2
2.35.3
2.35.4
2.35A [Rule has been deleted.]
2.35A.1 [Rule has been deleted.]
2.35A.2 [Rule has been deleted.]
2.35A.3 [Rule has been deleted.]
2.35A.4 [Rule has been deleted.]
2.35A.5 [Rule has been deleted.]
2.35A.6 [Rule has been deleted.]
2.35A.7 [Rule has been deleted.]
2.35A.8 [Rule has been deleted.]
2.36 Fees, Levies and Charges
2.36.1
2.37 Contract Clause
2.37.1
2.38 The Authority
2.38.1
2.39 Information and Reports
2.39.1
2.40 [Rule has been deleted.]
2.41 [Rule has been deleted.]
2.42 [Rule has been deleted.]
2.43 Notice to Clearing Members
2.43.1
2.43.2