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Chapter 2 Clearing Membership
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2.07A Early Warning Financial Requirements of Clearing Members Incorporated in Singapore
Rulebooks: Contents
Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules
[Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
Chapter 1 Application of Rules
Chapter 2 Clearing Membership
2.01 General
2.02 Eligibility Criteria for General Clearing Members
2.02A Eligibility Criteria for Direct Clearing Members
2.02B Eligibility Criteria for Bank Clearing Members
2.02C
Eligibility Criteria for Remote Clearing Members
2.02D
Eligibility Criteria for FCM Clearing Members
2.03 Honorary Clearing Membership
2.04 Application
2.05 Admission
2.06 Compliance
2.06A Reporting
2.07 Minimum Capital and Financial Requirements of Clearing Members Incorporated in Singapore
2.07A Early Warning Financial Requirements of Clearing Members Incorporated in Singapore
2.07A.1
2.07A.2
2.07A.3
2.07A.4
2.07B Notification Requirements of Clearing Members Incorporated in Singapore
2.07C Qualifying Letter of Credit
2.08 Minimum Capital and Financial Requirements of Clearing Members Incorporated Outside Singapore
2.08A Early Warning Financial Requirements of Clearing Members Incorporated Outside Singapore
2.08B Notification Requirements of Clearing Members Incorporated Outside Singapore
2.08C Qualifying Letter of Credit
2.09 Special Reserve Fund for General Clearing Members Incorporated in Singapore
2.10 Special Reserve Fund for General Clearing Members Incorporated Outside Singapore
2.11 Other Financial Requirements
Rights and Obligations of Clearing Members
2.12A [Rule has been deleted.]
2.13 Duties and Responsibilities of Clearing Members
2.13A Business Continuity Requirements
2.14 Required Records and Reports
2.15 Audit Requirements
2.16 [Rule has been deleted.]
2.17 Limit on Lending to Directors, Officers or Employees of General Clearing Members
2.18 Segregation of Customer's Money, Securities and Property
2.19 Omnibus Account
2.20 Limits of Positions
2.20A Accumulation of Positions
2.20B Withholding of Profits from Overtrading
2.21 Covenant
2.22 Change or Intended Change
2.23 Notification of Reduction in Capital and Under-Segregation
2.24 Appointment of Chief Executive Officer, Deputy Chief Executive Officer
2.25 Appointment of Auditors
2.26 Special Call for Financial Statements
2.27 Request for Information
2.28 Voluntary Suspension and Resignation
2.28A
Clearing Arrangements with Trading Members
2.28B
Fictitious Transactions Without Change in Ownership
2.29 [Rule has been deleted.]
2.30
[Rule has been deleted.]
2.31
[Rule has been deleted.]
2.32
[Rule has been deleted.]
2.33
[Rule has been deleted.]
2.34 Market Disorders, Impossibility of Performance, Emergency Situations and
Powers
2.35 Force Majeure
2.35A
[Rule has been deleted.]
2.36 Fees, Levies and Charges
2.37 Contract Clause
2.38 The Authority
2.39 Information and Reports
2.40 [Rule has been deleted.]
2.41 [Rule has been deleted.]
2.42 [Rule has been deleted.]
2.43 Notice to Clearing Members
Chapter 3 Committees
Chapter 4 Enforcement of Rules
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B
Payments
Chapter 8 Mutual Offset System
Chapter 9 Definitions and Interpretation
Chapter 10
Transitional Provisions
Directives
Practice Notes
Appendices
Schedules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments
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2.07.8
2.07A.1
2.07A Early Warning Financial Requirements of Clearing Members Incorporated in Singapore
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Contents:
2.07A.1
2.07A.2
2.07A.3
2.07A.4