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Chapter 1 Application of Rules
Chapter 2 Clearing Membership
Chapter 3 Committees
Chapter 4 Enforcement of Rules
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B Payments
Chapter 8 Mutual Offset System
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Chapter 10 Transitional Provisions
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3.02.9 4.01 General Provision

Chapter 4 Enforcement of Rules
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Contents:
4.01 General Provision
4.01.1
4.01A Clearing House Investigations
4.01A.1
4.01A.2
4.01A.3
4.01A.4
4.01A.5
4.01A.6
4.01B Clearing House Inspections
4.01B.1
4.01B.2
4.01B.3
4.01B.4
4.02 [Rule has been deleted.]
4.02A Disciplinary Action
4.02A.1
4.02A.1A
4.02A.2
4.02B Composition by the Clearing House.
4.02B.1
4.02B.2
4.02B.3
4.02B.4
4.02B.5
4.02B.6
4.02B.7
4.02B.8
4.03 [Rule has been deleted.]
4.03A Disciplinary Committee Powers
4.03A.1
4.03A.2
4.03A.3
4.03A.4
4.03A.5
4.04A Disciplinary Committee Proceedings
4.04A.1
4.04A.2 Response to Charge
4.04A.3 Legal Representation Before Disciplinary Committee
4.04A.4 Evidence
4.04A.5 Witnesses, Examination and Cross Examination
4.04A.6 Disciplinary Committee's Deliberation
4.04A.7 Decision of Disciplinary Committee
4.05A Appeals
4.05A.1
4.05A.2
4.06A Appeals Proceedings
4.06A.1 Notice of Appeal And Reply
4.06A.2 Administrative Fee For Appeal
4.06A.3 Appeals By Rehearing
4.06A.4 Legal Representation Before Appeals Committee
4.06A.5 Evidence
4.06A.6 Witnesses, Examination and Cross Examination
4.06A.7 Appeals Committee's Deliberation
4.06A.8 Decision of Appeals Committee
4.07 [Rule has been deleted.]
4.07A Payment of Costs
4.07A.1
4.07A.2
4.08 [Rule has been deleted.]
4.08A Fine
4.08A.1
4.08A.2
4.09 [Rule has been deleted.]
4.09A Notification of Decision
4.09A.1
4.09A.2
4.09A.3
4.10 Classification of Offences
4.10.1
4.10.2
4.10.3
4.11 Continuous Offences
4.11.1
4.12 Major Offences
4.12.1
4.12.2
4.13 Minor Offences
4.13.1
4.14 [Rule has been deleted.]
4.15 Clearing Member's Indemnity
4.15.1
4.15.2
4.15.3
4.16 Complaints by Clearing Members
4.16.1
4.16.2
4.16.3
4.16.4
4.17 Supply of Information
4.17.1
4.17.2
4.17.3
4.17.4