Singapore Exchange
Sgxnet
Search
Rulebooks Home
Browse Contents
View Updates
Advanced Search
Location:
Rulebooks
>
SGX-DC Clearing Rules
>
Chapter 4 Enforcement of Rules
>
4.12 Major Offences
Rulebooks: Contents
Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules
[Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
Chapter 1 Application of Rules
Chapter 2 Clearing Membership
Chapter 3 Committees
Chapter 4 Enforcement of Rules
4.01 General Provision
4.01A Clearing House Investigations
4.01B Clearing House Inspections
4.02 [Rule has been deleted.]
4.02A Disciplinary Action
4.02B
Composition by the Clearing House.
4.03 [Rule has been deleted.]
4.03A Disciplinary Committee Powers
4.04A Disciplinary Committee Proceedings
4.05A Appeals
4.06A Appeals Proceedings
4.07 [Rule has been deleted.]
4.07A Payment of Costs
4.08 [Rule has been deleted.]
4.08A Fine
4.09 [Rule has been deleted.]
4.09A Notification of Decision
4.10 Classification of Offences
4.11 Continuous Offences
4.12 Major Offences
4.12.1
4.12.2
4.13 Minor Offences
4.14 [Rule has been deleted.]
4.15 Clearing Member's
Indemnity
4.16 Complaints by Clearing Members
4.17 Supply of Information
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B
Payments
Chapter 8 Mutual Offset System
Chapter 9 Definitions and Interpretation
Chapter 10
Transitional Provisions
Directives
Practice Notes
Appendices
Schedules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments
Accelerated by Thomson Reuters Accelus™
Whole Section
Print
Print Manager
Link
4.11.1
4.12.1
4.12 Major Offences
View whole section
Contents:
4.12.1
4.12.2