Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
Chapter 1 General Matters
Chapter 2 Access and Membership
Chapter 3 Conduct of Members, Approved Traders and Representatives
Chapter 4 Listing and Trading of Contracts
Chapter 5 Physical Delivery
Chapter 6 Dispute Resolution and Arbitration
Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
Chapter 8 Definitions and Interpretation
Chapter 9 Transitional Provisions
Regulatory Notices
Practice Notes
Practice Note 3.4.9 — Fictitious Transactions Without Change in Ownership
Schedules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Practice Note 3.4.9 — Fictitious Transactions Without Change in Ownership

Issue Date Cross Reference Enquiries
Added on 22 September 2006. Rule 3.4.9 Please contact:

Market Surveillance
Mr Christopher Chong 6236-8316
Ms Sally Lim 6236-5172

Enforcement
E-Mail Address : enforcement@sgx.com

1. Introduction

1.1 This Practice Note sets out the recommended practice to avoid acting as buyer and seller in the same transaction.

2. Recommended Practice

2.1 To avoid acting as buyer and seller in the same transaction, a Member or Approved Trader is encouraged:
(a) to check all its outstanding orders in the Trading System;
(b) before entering an order, to withdraw any outstanding order entered by itself or its sponsoring Clearing Member on its behalf, which corresponds and is likely to match against the order which is to be entered; and
(c) to make use of tools designed to prevent self-trading.

Amended on 25 October 2012, 7 July 2015 and 14 November 2016.