Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
Chapter 1 General Matters
Chapter 2 Access and Membership
Chapter 3 Conduct of Members, Approved Traders and Representatives
Chapter 4 Listing and Trading of Contracts
Chapter 5 Physical Delivery
Chapter 6 Dispute Resolution and Arbitration
Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
Chapter 8 Definitions and Interpretation
Chapter 9 Transitional Provisions
Regulatory Notices
Practice Notes
Schedules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Practice Notes
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Contents:
Practice Note 2.6.3(1)(c) — Pre-Execution Checks
Practice Note 2.6.3(1)(d) — Error-Prevention Alerts
Practice Note 2.6.3(1)(g) — Procedures for Separation of Key Functions
Practice Note 2.6.3(2) — Firm-Level Monitoring of Capital and Financial Requirements and Prudential Limits
Practice Note 2.6.6 — Business Continuity Requirements
Appendix A to Practice Note 2.6.6 Business Continuity Management Emergency Contact Person(s)
Practice Note 2.6.6; 3.3.3; 3.3.9; 3.3.10; 3.3.23 — Operational Requirements for Trading Members Referred to in Rule 2.4.1(b)
Appendix A to Practice Note 2.6.6; 3.3.3; 3.3.9; 3.3.10; 3.3.23
Practice Note 2.8.1 — Direct Market Access And Sponsored Access
Practice Note 3.3.5 — Customer Education
Practice Note 3.3.16 — Transfer of Unsuccessful Give-Up Trades to House Account
Practice Note 3.4.3A — Processes for Review of Orders and Trades
Practice Note 3.4.8 — Good Faith Bids and Offers
Practice Note 3.4.9 — Fictitious Transactions Without Change in Ownership
Practice Note 4.1.9 — Procedures for Order Withdrawal
Practice Note 4.1.10 — Cross Trades