Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Sponsors
Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Chapter 4 Equity Securities
Chapter 5 Reserved
Chapter 6 Reserved
Chapter 7 Continuing Obligations
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transactions
Chapter 10 Acquisitions and Realisations
Chapter 11 Takeovers
Chapter 12 Circulars, Annual Reports and Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Transition Rules
Appendices
Practice Notes
Code of Corporate Governance 2012
SGX-ST Rules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Catalist Rules
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Contents:
Definitions and Interpretation
Chapter 1 Introduction
Part I Scope of Section B of Listing Manual
Part II General Principles
Part III Application of Rules
Part IV Sponsors and Issuers' Directors
Part V Fees and Other Charges
Part VI Liability of SGX-ST
Chapter 2 Sponsors
Part I Scope of Chapter
Part II Authorisation of Sponsors
Part III Registration of Registered Professionals
Part IV Application Process
Part V Rights and Obligations of Sponsors and Registered Professionals
Part VI Review by the Exchange
Part VII Advisory Panel
Part VIII Liability
Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Part I Scope of Chapter
Part II Types of Committees
Part III Administrative and Enforcement Powers of the Exchange
Part IV Disciplinary Proceedings
Part V Appeals
Part VI Miscellaneous Matters
Part VII Appeal Process [Rule has been deleted.]
Part VIII Costs [Rule has been deleted.]
Part IX Fines [Rule has been deleted.]
Chapter 4 Equity Securities
Part I Scope of Chapter
Part II General Requirements
Part III Catalist Admissions
Part IV Requirements for Offer Documents
Part V Transfers Between Catalist and SGX Main Board
Part VI Listing Requirements for Foreign Listing Applicants
Part VII Additional Listing Requirements for Property Development Companies
Part VIII Conflicts of Interest
Part IX Moratorium
Part X Methods of Offering
Part XI Admission Procedures
Part XII Additional Listing Requirements for Mineral, Oil and Gas Companies
Chapter 5 Reserved
Chapter 6 Reserved
Chapter 7 Continuing Obligations
Part I Scope of Chapter
Part II Equity Securities — Immediate Announcements
Part III Equity Securities — Periodic Reports
Part IV Equity Securities — Other Obligations
Part V Operational and Trading Matters
Part VI Responsibilities of Directors
Part VII Sponsors
Chapter 8 Changes in Capital
Part I Scope of Chapter
Part II General Requirements for an Issue of Securities
Part III Preferential Offering
Part IV Issue of Shares, Company Warrants and Convertible Securities for Cash (Other than Rights Issue)
Part V Rights Issues
Part VI Issue of Company Warrants and Other Convertible Securites
Part VII Bonus Issues, Capitalisation Issues and Subdivision of Shares
Part VIII Share Option Schemes or Share Schemes
Part IX Scrip Dividend Schemes
Part X Listing of Additional Securities
Part XI Share Buy-Back
Part XII Announcement of Changes in Capital
Chapter 9 Interested Person Transactions
Part I Scope Of Chapter
Part II Definitions
Part III General Requirements
Part IV Sale of Property Units
Part V Exceptions
Part VI Announcement Requirements
Part VII Shareholder Approval
Part VIII General Mandate
Part IX Circular Requirements
Part X Procedures
Chapter 10 Acquisitions and Realisations
Part I Scope of Chapter
Part II Definitions
Part III Basis of Valuation
Part IV Classification of Transactions
Part V Non-Discloseable Transactions
Part VI Discloseable Transactions
Part VII Major Transactions
Part VIII Very Substantial Acquisitions or Reverse Takeovers
Part IX Options to Acquire or Dispose of Assets
Chapter 11 Takeovers
Part I Scope of Chapter
Part II General
Chapter 12 Circulars, Annual Reports and Electronic Communications
Part I Scope of Chapter
Part II Circulars
Part III Annual Reports
Part IV Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Part I Scope of Chapter
Part II Trading Halt and Voluntary Suspension
Part III Suspension of Trading
Part IV Delisting
Chapter 14 Transition Rules
Part I Scope of Chapter
Part II Existing Issuer to Comply With New Rules After Notice
Appendices
Appendix 2A Catalist Sponsor Application Form
Appendix 2B Catalist Registered Professional Registration Form
Appendix 2C Change of Sponsor Confirmation
Appendix 2D Sponsor Independence
Appendix 2E Sponsor's Annual Return
Appendix 4A Pre-Admission Notification
Appendix 4B Initial Public Offering Listing Confirmation
Appendix 4C Articles of Association
Appendix 4D Transfer Confirmation by Sponsor
Appendix 4E Applicant's Listing Agreement
Appendix 4F Steps in the Initial Public Offering / Very Substantial Acquisition / Reverse Takeover Process
Appendix 7A Corporate Disclosure Policy
Appendix 7B [Rule has been deleted.]
Appendix 7C [Rule has been deleted.]
Appendix 7C Financial Statements and Dividend Announcement
Appendix 7D Summary of Reserves and Resources
Appendix 7E Minimum Terms of Sponsorship
Appendix 7F Announcement of Appointment
Appendix 7G Announcement of Cessation
Appendix 7H Form of Undertaking with Regard to Directors or Executive Officers
Appendix 8A Disclosure Requirements for Rights Issues or Bought Deals
Appendix 8B Confirmation for Corporate Actions / Additional Listing
Appendix 8C Notification for Listing of Securities Arising from Exercise of Company Warrants / Convertible Preference Shares / Convertible Loan Stocks/Bonds / Options Exercised Under an Employees' Share Option Scheme*
Appendix 8D Daily Share Buy-Back Notice
Appendix 8E Notification For Listing And Quotation Of Securities To Be Issued Pursuant To A Scrip Dividend Scheme
Appendix 10A Reverse Takeover / Very Substantial Acquisition Listing Confirmation
Appendix 14A Existing Issuer's Undertaking
Practice Notes
Practice Note 2A Eligibility Criteria for Sponsors
Practice Note 2B Guidelines for Preparing a Listing Applicant for Admission or Advising an Issuer in a Very Substantial Acquisition or Reverse Takeover
Practice Note 2C Guidelines for Continuing Sponsorship
Practice Note 4A Equity Securities Listing Procedure
Practice Note 4B Requirements for Lodgement or Submission of Documents
Practice Note 4C Disclosure Requirements for Mineral, Oil and Gas Companies
Practice Note 7A Continuing Disclosure
Practice Note 7B Monitoring and Querying Unusual Trading Activity
Practice Note 7C Guide for Operating and Financial Review
Practice Note 7D Corporate Actions Requiring the Engagement of a Sponsor
Practice Note 7E General Meetings
Practice Note 7F Sustainability Reporting Guide
Practice Note 8A Rights Issue Timetable
Practice Note 8B Sub-Underwriting Arrangements
Practice Note 10A Shareholder Approval for Major Transactions
Practice Note 12A Responsibility Statements For Directors And Financial Advisers
Practice Note 12B Adequacy of Internal Controls
Practice Note 13A Procedures for Trading Halt and Suspension
Practice Note 14A Catalist Transition Process and Timetable
Code of Corporate Governance 2012
Board Matters
Remuneration Matters
Accountability and Audit
Shareholders Rights and Responsibilities
Glossary
Disclosure of Corporate Governance Arrangements
The Role of Shareholders in Engaging with Companies in which they Invest
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