Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Sponsors
Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Chapter 4 Equity Securities
Chapter 5 Reserved
Chapter 6 Reserved
Chapter 7 Continuing Obligations
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transactions
Chapter 10 Acquisitions and Realisations
Chapter 11 Takeovers
Chapter 12 Circulars, Annual Reports and Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Transition Rules
Appendices
Appendix 4A Pre-Admission Notification
Practice Notes
Code of Corporate Governance 2012
SGX-ST Rules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

  Versions
(2 versions)
 
Up to Sep 28 2011Sep 29 2011 onwards

Appendix 4A Pre-Admission Notification

Cross-referenced from Appendix 4F

Part I Initial Public Offering

1. A sponsor must submit to the Exchange a pre-admission notification for an initial public offering that includes the following information:
(a) Summary information on the listing applicant, including:
(i) Name and registration number
(ii) Address
(iii) Country of incorporation
(iv) Principal place of business
(v) Description of its business
(vi) Number and type of securities to be quoted
(vii) Description of the terms of the securities
(viii) Expected date of admission
(ix) Sponsorship details
(x) Reporting auditor and ongoing auditor.
2. Particulars of directors and proposed directors, executive officers, controlling shareholders and officers occupying managerial positions and above who are relatives of directors or controlling shareholders. Particulars must include details of any adverse response to the questions in paragraph 8, Part VII of the Fifth Schedule, Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005.
3. Details of any other listing application made by the listing applicant to any exchange or market in the last 5 years, and to any exchange or market on which the listing applicant is currently listed.
4. Whether the listing applicant has approached or engaged a sponsor or issue manager to sponsor a listing application in the last 5 years.
5. Details of any conditions that the sponsor intends to require the listing applicant to fulfil after admission.
6. Confirmation that the sponsor holds a proper mandate for introducing and continuing activities on behalf of the listing applicant.
7. Confirmation by the Board of Directors and the sponsor pursuant to Rule 225(1)(f) that, in relation to the appointment of auditors, the listing applicant is in compliance with Rule 712 and Rule 715 or 716.

Part II Very Substantial Acquisition / Reverse Takeover

1. A sponsor must submit to the Exchange a pre-admission notification for very substantial acquisitions or reverse takeovers that includes the following information, where applicable:
2. Summary information on the enlarged group, including:
(a) Any change to the name and registration number
(b) Any change of address
(c) Any change of country of incorporation
(d) Any change of principal place of business
(e) Description of its new business
(f) Number and type of additional securities to be quoted
(g) Description of the terms of the additional securities
(h) Expected date of listing and quotation of additional securities
(i) Any change of sponsorship details
(j) Reporting auditor and ongoing auditor.
3. Particulars of directors and proposed directors, executive officers, controlling shareholders, and officers occupying managerial positions and above who are relatives of directors or controlling shareholders of the enlarged group. Particulars must include details of any adverse response to the questions in paragraph 8, Part VII of the Fifth Schedule, Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005.
4. Details of any other listing application made in respect of the assets/business/company that is being injected into the enlarged group, to any exchange or market in the last 5 years and to any exchange or market on which the assets/business/company is currently listed.
5. Whether the listing applicant has approached or engaged a sponsor or issue manager to sponsor a listing application in the last 5 years.
6. Details of any conditions that the sponsor intends to require the enlarged group to fulfil after re-quotation of the securities.
7. Confirmation that the sponsor holds a proper mandate for introducing and continuing activities on behalf of the enlarged group.
8. Confirmation by the Board of Directors and the sponsor pursuant to Rule 225(1)(f) that, in relation to the appointment of auditors, the listing applicant is in compliance with Rule 712 and Rule 715 or 716.

Amended on 29 September 2011.