Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
1 Application
2 Admission Criteria for Depository Agents
3 Resignation by Depository Agent
4 Deposit and Withdrawal of Securities
5 Securities Account
6 Duties of Depository Agents
7 Transactions and Confirmation Notes
8 Sub-Accounts
9 Undertakings of the Depository Agent
10 Termination
11 Fees and Expenses
12 Violation of CDP Rules
13 Liability
14 Indemnity
15 General
16 Applicable Law
17 Definitions and Interpretation
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

CDP Depository Rules
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Contents:
1 Application
1.1 Application of CDP Rules
1.2 Regard to be had to Purpose or Object of these CDP Rules
1.3 Examples
1.4 CDP Rules to Prevail
1.5 Amendment of CDP Rules
1.6 Transitional Provision
2 Admission Criteria for Depository Agents
2.1 Category of Applicants
2.2 Conditions
2.3 General Duties
2.4 Nominee Company Applicant
2.5 Applicant's Agreement
2.6 Discretion to Approve/Reject Application
3 Resignation by Depository Agent
3.1 Obligations of Depository Agent
3.2 Depository Agent's Outstanding Liabilities
3.3 Sub-Accounts
3.4 Obligations of Depository
4 Deposit and Withdrawal of Securities
4.1 Securities Accepted for Deposit
4.2 Eligible Securities
4.3 Discretion for Accepting/Rejecting Securities
4.4 Deposit of Eligible Securities
4.5 Fungible Basis
4.6 Representation
4.7 Deemed Depositor and Securities Account
4.8 Credit of Securities
4.9 Agents and Service Providers
4.10 Registration of Deposited Securities
4.11 Withdrawal
4.12 No Obligation to Deliver Marketable Lots
5 Securities Account
5.1 Direct Securities Account
5.2 Limit on Number of Direct Securities Accounts
5.3 Statements
5.4 Notification of Errors
5.5 No Security Interest
6 Duties of Depository Agents
6.1 Opening of Sub-Accounts
6.2 Records
6.3 Disclosure of Sub-Account Holders' Information
6.4 External Auditor's Certification
6.5 Failure to Submit within Deadlines
6.6 Appointment of Another Auditor
6.7 Binding Terms
7 Transactions and Confirmation Notes
7.1 Debits and Credits
7.2 Segregation of Balances in Securities Account
7.3 Transfers and Confirmation Notes
7.4 Errors/Discrepancies
7.5 Rectification
7.6 No Liability for Rectification
8 Sub-Accounts
8.1 Naming and Numbering
8.2 Sub-Account Communication
8.3 Authorisation
9 Undertakings of the Depository Agent
9.1 Undertakings
10 Termination
10.1 Termination
10.2 Notice to Terminate
10.3 Obligations of Depository Agent
10.4 Obligations of Depository
10.5 Duties of Depository Agent
10.6 Depository Agent's Outstanding Liabilities
10.7 Termination of Securities Account
11 Fees and Expenses
11.1 Fees and Expenses Payable
12 Violation of CDP Rules
12.1 Violation of CDP Rules
13 Liability
13.1 Liability
13.2 Force Majeure
13.3 No Liability
13.4 No Obligation for Deposited Securities
13.5 Notification of Invalid Deposited Securities
13.6 Limited Obligation on Instructions
13.7 Notification on Instructions
13.8 No Liability For Consequential Damages
13.9 No Breach of Laws
13.10 No Liability for Third Parties
14 Indemnity
14.1 Indemnity
15 General
15.1 No Waiver
15.2 Severability
15.3 Non Exclusivity
15.4 Rights of Third Parties
16 Applicable Law
16.1 Applicable Law and Jurisdiction
17 Definitions and Interpretation
17.1 Definitions
17.2 General Principles of Interpretation