Rulebooks: Contents

Rulebooks
Mainboard Rules
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Equity Securities
Chapter 3 Debt Securities
Chapter 4 Investment Funds
Chapter 5 Structured Warrants
Chapter 6 Prospectus, Offering Memorandum and Introductory Document
Chapter 7 Continuing Obligations
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transaction
Chapter 10 Acquisitions and Realisations
Chapter 11 Takeovers
Chapter 12 Circulars and Annual Reports
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Appendices
Practice Notes
Report of the Committee and Code of Corporate Governance
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Mainboard Rules
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Contents:
Definitions and Interpretation
Chapter 1 Introduction
Part I Scope of Chapter
Part II General Principles
Part III Application of Listing Rules
Part IV Issue Managers and Issuer's Directors
Part V Listing Fees and Other Charges
Part VI Liability of SGX-ST
Chapter 2 Equity Securities
Part I Scope of Chapter
Part II General Requirements
Part III SGX Mainboard Listings
Part IV Transfer from Catalist to SGX Mainboard
Part V Listing Requirements for Foreign Issuers
Part VI Additional Listing Requirements for Property Investment/ Development Companies
Part VII Conflicts of Interest
Part VIII Moratorium
Part IX Methods of Offering
Part X Listing Procedures
Part XI Global Depository Receipts
Chapter 3 Debt Securities
Part I Scope of Chapter
Part II Listing Requirements for Local Debt Securities
Part III Listing Requirements for Foreign Debt Securities
Part IV General Requirements for Debt Securities
Part V Listing Procedures for Debt Securities
Part VI Seasoning of Debt Securities
Part VII Continuing Listing Obligations
Chapter 4 Investment Funds
Part I Scope Of Chapter
Part II Listing Requirements for Investment Funds
Part III Listing Procedures for Investment Funds
Part IV Continuing Listing Obligations
Part V Specialized Funds
Chapter 5 Structured Warrants
Part I Scope of Chapter
Part II Requirements for an Issuer of Structured Warrants
Part III Requirements Relating to the Underlying Securities
Part IV Other Requirements
Part V Disclosure Requirements
Part VI Structured Warrant Programs
Part VII Listing Application
Part VIII [Deleted]
Chapter 6 Prospectus, Offering Memorandum and Introductory Document
Part I Scope of Chapter
Part II Content of Prospectus, Offering Memorandum and Introductory Document
Part III Additional Requirements for Investment Funds
Part IV Additional Requirements for Life Science Companies
Part V Additional Requirements for Mineral, Oil and Gas Companies
Chapter 7 Continuing Obligations
Part I Scope of Chapter
Part II Equity Securities — Immediate Announcements
Part III Equity Securities — Periodic Reports
Part IV Equity Securities — Other Obligations
Part V Operational and Trading Matters
Part VI [Deleted]
Part VII Investment Funds — Continuing Listing Obligations
Part VIII Mineral, Oil and Gas Companies — Continuing Listing Obligations
Part IX Secondary Listings — Continuing Listing Obligations
Chapter 8 Changes in Capital
Part I Scope of Chapter
Part II General Requirements for an Issue of Securities
Part III Preferential Offering
Part IV Issue of Shares, Company Warrants and Convertible Securities for Cash (Other than Rights Issue)
Part V Rights Issues
Part VI Issue of Company Warrants and Other Convertible Securites
Part VII Bonus Issues, Capitalisation Issues and Subdivision of Shares
Part VIII Share Option Schemes or Share Schemes
Part IX Scrip Dividend Schemes
Part X Listing Application for Additional Equity Securities
Part XI Procedures for Additional Listing Application (Primary Listing)
Part XII Procedures for Additional Listing Application (Secondary Listing)
Part XIII Share Buy-Back
Part XIV Real Estate Investment Trust
Chapter 9 Interested Person Transaction
Part I Scope of Chapter
Part II Definitions
Part III General Requirements
Part IV Sale of Property Units
Part V Exceptions
Part VI Announcement Requirements
Part VII Shareholder Approval
Part VIII General Mandate
Part IX Circular Requirements
Part X Procedures
Chapter 10 Acquisitions and Realisations
Part I Scope of Chapter
Part II Definitions
Part III Basis of Valuation
Part IV Classification of Transactions
Part V Non-Discloseable Transactions
Part VI Discloseable Transactions
Part VII Major Transactions
Part VIII Very Substantial Acquisitions or Reverse Takeovers
Part IX Options to Acquire or Dispose of Assets
Part X Undertaking Business in Investment Fund Management
Chapter 11 Takeovers
Part I Scope of Chapter
Part II General
Chapter 12 Circulars and Annual Reports
Part I Scope of Chapter
Part II Circulars
Part III Annual Reports
Part IV Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Part I Scope of Chapter
Part II Trading Halt and Voluntary Suspension
Part III Suspension of Trading
Part IV Delisting
Part V Watch-List
Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Part I Scope of Chapter
Part II Types of Committees
Part III Administrative and Enforcement Powers of the Exchange
Part IV Disciplinary Proceedings
Part V Appeals
Part VI Miscellaneous Matters
Appendices
Appendix 2.1 Contents of New Listing Application
Appendix 2.2 Articles of Association
Appendix 2.3.1 Undertaking in Support of Primary Listing Application for Debt Securities* / Equities* / Investment Funds*
Appendix 2.3.2 Undertaking in Support of Secondary Listing Application for Equities* / Investment Funds*
Appendix 7.1 Corporate Disclosure Policy
Appendix 7.2 Financial Statements and Dividend Announcement
Appendix 7.3 [Rule has been deleted.]
Appendix 7.4 [Rule has been deleted.]
Appendix 7.4.1 Announcement of Appointment
Appendix 7.4.2 Announcement of Cessation
Appendix 7.5 Summary of Reserves and Resources
Appendix 7.6 Form of Certification
Appendix 7.7 Form of Undertaking with Regard to Directors or Executive Officers
Appendix 8.1 Contents of Application for Listing Additional Securities
Appendix 8.2 Disclosure Requirements for Rights Issues or Bought Deals
Appendix 8.3.1 Daily Share Buy-Back Notice
Appendix 8.3.2 Daily Share Buy-Back Notice
Appendix 8.4.1 Application for Listing of Securities Arising from Exercise of Company Warrants/Convertible Preference Shares* Primary/Secondary* Listing
Appendix 8.4.2 Application for Listing of Securities Arising from Convertible Loan Stocks/Bonds* — Primary/Secondary* Listing
Appendix 8.4.3 Application for Listing of Securities Arising from Options Exercised Under an Employees' Share Option Scheme — Primary/Secondary* Listing
Appendix 8.4.4 Application for Listing and Quotation of Securities to be Issued Pursuant to a Scrip Dividend Scheme — Primary/Secondary* Listing
Appendix 13.1 Notice of 3 Consecutive Years' Losses
Practice Notes
Practice Note 1.2 Oversight of Issuers
Practice Note 2.1 Equity Securities Listing Procedure
Practice Note 2.2 Global Depository Receipts
Practice Note 3.1 Term Sheet For Debentures and Funds
Practice Note 3.2 Seasoning of Debt Securities
Practice Note 4.1 Profit Forecasts and Right of First Refusals
Practice Note 5.1 Term Sheet for Structured Warrants
Practice Note 6.1 Disclosure Requirements: Pre-listing Information and Transitional Arrangements
Practice Note 6.2 Prospectus Disclosure for Life Science Companies
Practice Note 6.3 Disclosure Requirements for Mineral, Oil and Gas Companies
Practice Note 7.1 Continuing Disclosure
Practice Note 7.2 Monitoring and Querying Unusual Trading Activity
Practice Note 7.3 Takeovers — Receipt of an Offer for Listed Shares
Practice Note 7.4 Guide for Operating and Financial Review
Practice Note 7.5 General Meetings
Practice Note 7.6 Sustainability Reporting Guide
Practice Note 8.1 Rights Issue Timetable
Practice Note 8.2 Sub-underwriting Arrangements
Practice Note 8.3 Rights Issue Limit
Practice Note 10.1 Shareholder Approval for Major Transactions
Practice Note 12.1 Responsibility Statements for Directors, Vendors and Financial Advisers
Practice Note 12.2 Adequacy of Internal Controls
Practice Note 13.1 Procedures for Trading Halt and Suspension
Practice Note 13.2 Watch-List
Transitional Practice Note 1 Transitional Arrangements Regarding Continuing Listing Rules
Report of the Committee and Code of Corporate Governance
Code of Corporate Governance 2012