Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
Chapter 1 General Matters
Chapter 2 Access and Membership
Chapter 3 Conduct of Members, Approved Traders and Representatives
3. Conduct of Members, Approved Traders and Registered Representatives
3.3 Duties of Members Undertaking Agency Trades
3.3.33 Application of Rule 3.3
Chapter 4 Listing and Trading of Contracts
Chapter 5 Physical Delivery
Chapter 6 Dispute Resolution and Arbitration
Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
Chapter 8 Definitions and Interpretation
Chapter 9 Transitional Provisions
Regulatory Notices
Practice Notes
Schedules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(1 version)
 
Apr 1 2014 onwards

3.3.33 Application of Rule 3.3

The following Rules shall not apply to a Trading Member that holds a licence specified in Rule 2.4.1(b).

Rule Heading
3.3.1 Customer Account and Know-Your- Customer Requirements
3.3.2 Management Approval Required for Opening Customer Accounts
3.3.4 Customer Instructions and Power of Attorney
3.3.5 Customer Education
3.3.15 Transfer of Error Trades to House Account
3.3.31 Prohibition Against General Trading Member Acting as Guarantor

A Trading Member that holds a licence specified in Rule 2.4.1(b) shall comply with such requirements established by the Relevant Regulatory Authority, if any, and principles of good business practice in relation to the areas set out in Rule 3.3.33.

Added on 1 April 2014.