Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Chapter 11 — Capital and Financial Requirements
Rule Amendments

  Versions
(2 versions)
 
May 19 2014 - Apr 21 2019Apr 22 2019 onwards

11.13.5

Rules 11.13.1 to 11.13.4 shall not apply to a Trading Member that holds a licence specified in Rule 4.1.1(1)(b). Such a Trading Member shall notify the Exchange immediately of any actions taken relating to:

(1) any reduction in paid-up ordinary share capital;
(2) any issue of any preference share;
(3) the entry into a subordinated loan agreement in a format other than the format prescribed by SGX-ST from time to time, drawing down on a qualifying subordinated loan or repayment whether in part or in full, any subordinated loan principal before or upon maturity;
(4) [Rule has been deleted.]
(5) that has or may have a financial or capital impact on the Trading Member and required to be reported to the Relevant Regulatory Authority.

Added on 19 May 2014 and amended on 22 April 2019.