Rulebooks: Contents

Rulebooks
Mainboard Rules
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Equity Securities
Chapter 3 Debt Securities
Chapter 4 Investment Funds
Chapter 5 Structured Warrants
Chapter 6 Prospectus, Offering Memorandum and Introductory Document
Chapter 7 Continuing Obligations
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transaction
Chapter 10 Acquisitions and Realisations
Chapter 11 Takeovers
Chapter 12 Circulars and Annual Reports
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Appendices
Practice Notes
Report of the Committee and Code of Corporate Governance
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

  Versions
(1 version)
 
Oct 7 2015 onwards

Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
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Contents:
Part I Scope of Chapter
1401
1402
Part II Types of Committees
Disciplinary Committee
Appeals Committee
Part III Administrative and Enforcement Powers of the Exchange
1405
Queries
Investigations
Composition offers
Part IV Disciplinary Proceedings
Initiation of proceedings
The hearing
The written grounds of the Disciplinary Committee and sanctions
Post-hearing
Part V Appeals
Initiation of proceedings
The hearing
The written grounds of the Appeals Committee and sanctions
Post-hearing
Part VI Miscellaneous Matters
Confidentiality
Irregularities
Exclusion of liability
Composition sums, fines and costs and Compliance Fund