Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
Rule 1 General
Rule 2 Settlement Participation
Rule 3 Settlement Facilities
Rule 4 Settlement Instructions
Rule 5 Arrangements for Money Settlement
Rule 6 Arrangements for Securities Settlement
Rule 7 Settlement
Rule 8 Matters relating to a Settlement Participant who is a Defaulting Clearing Member
Rule 9 Definitions
Regulatory Notices
Practice Note
Schedule A
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

CDP Settlement Rules
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Contents:
Rule 1 General
1.1 Application
1.2 Waivers or Variation
1.3 Rules, Directives and Circulars
1.4 Practice Notes
1.5 Transitional Provision
1.6 Order of Precedence
1.7 Delegation and Assignment
1.8 SGX RegCo's authority
1.9 Limitation of Liability
1.10 Indemnity
1.11 Provision of Information and Assistance
1.12 Disclosure of Information by CDP
1.13 Governing Law and Jurisdiction
Rule 2 Settlement Participation
2.1 Use of Settlement Facilities
2.2 Compliance
2.3 Payment of Fees
2.4 Systems and Operations
2.5 Business Continuity Requirements
2.6 Settlement Participants to Reconcile Records
2.7 Reporting of Adverse Events
2.8 Suspension or Restriction of a Settlement Participant
2.9 Notification of Action
2.10 Resignation by Settlement Participant
2.11 Disciplinary Action
Rule 3 Settlement Facilities
3.1 CDP does not Act as Principal
3.2 Batch Settlement and RTGS
3.3 Netting in Batch Settlement
3.4 Settlement Schedule for Batch Settlement
3.5 Availability of facilities for foreign currency settlements
3.6 Emergency Powers
Rule 4 Settlement Instructions
4.1 Settlement based on Settlement Instructions
4.2 Settlement Instructions submitted by CDP
4.3 Matching of Settlement Instructions
4.4 Timelines for Submission of Settlement Instructions
4.5 Linked Settlement Instructions
Rule 5 Arrangements for Money Settlement
5.1 Cash Ledger Accounts
5.2 Bank Accounts
5.3 Finality of money deposit with and money receipt from CDP
5.4 Trust Arrangements
Rule 6 Arrangements for Securities Settlement
6.1 Arrangements with Customer
Rule 7 Settlement
7.1 Execution of Settlement Instructions
7.2 Availability of money and securities in Batch Settlement
7.3 Money Settlement
7.4 Securities Settlement
7.5 Unexecuted Settlement Instructions
7.6 Compensation for Corporate Action Entitlement
7.7 Indemnity
Rule 8 Matters relating to a Settlement Participant who is a Defaulting Clearing Member
8.1 Money in Cash Ledger Account to be held as Collateral
Rule 9 Definitions
9.1
9.2 Interpretation
Regulatory Notices
Regulatory Notice 3.4.1 Settlement Schedule
Regulatory Notice 7.6 Compensation for Corporate Action Entitlements under Rule 7.6
Regulatory Notice 4.4.2 RTGS Cut-Off Times for Submission and Execution of Settlement Instructions
Practice Note
Practice Note 7.5.1(a)(i) Priority Considerations when Securities or Money are Insufficient
Schedule A