Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
Rule 1 — Application and Definitions
Rule 2 — Administration
Rule 3 — Membership
Rule 4 — Appointment of Approved Executive Directors and Directors
Rule 5 — Financial/Capital Requirements
Rule 5A — Position Accounts
Rule 6 — Clearing and Settlement
Rule 6A — Margin Requirements
Rule 6B — Collateral
Rule 6C — Payments
Rule 7 — Clearing Fund
Rule 8 — Default Rules
Rule 9 — Suspension or Restriction of Clearing
Rule 10 — Liabilities of CDP
Rule 11 — Supervisory Rules
Rule 12 — Foreign Market Links
Rule 13 — General
Rule 14 — Transitional Provisions
Appendices
Practice Notes
Schedules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Rule 11 — Supervisory Rules
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Contents:
11.1 Clearing House Investigations
11.1.1
11.1.2
11.1.3
11.1.4
11.1.5
11.1.6
11.2 Clearing House Inspections
11.2.1
11.2.2
11.2.3
11.2.4
11.2.5
11.3 Disciplinary Action
11.3.1
11.3.2
11.3.3
11.3A Composition by CDP
11.3A.1
11.3A.2
11.3A.3
11.3A.4
11.3A.5
11.3A.6
11.3A.7
11.3A.8
11.4 Disciplinary Committee
11.4.1
11.4.2
11.4.3
11.4.4
11.4.5
11.4.6
11.4.7
11.5 Disciplinary Committee Powers
11.5.1
11.5.2
11.5.3
11.5.4
11.5.5
11.6 Disciplinary Committee Proceedings
11.6.1
11.6.2 Response to Charge
11.6.3 Legal Representation Before Disciplinary Committee
11.6.4 Evidence
11.6.5 Witnesses, Examination and Cross-Examination
11.6.6 Disciplinary Committee's Deliberation
11.6.7 Decision of Disciplinary Committee
11.6.8 Notification of Decision
11.7 Appeals Committee
11.7.1
11.7.2
11.7.3
11.7.4
11.7.5
11.7.6
11.7.7
11.7.8
11.8 Appeals
11.8.1
11.8.2
11.9 Appeals Proceedings
11.9.1 Notice of Appeal and Reply
11.9.2 Administrative Fee for Appeal
11.9.3 Appeals by Rehearing
11.9.4 Legal Representation Before Appeals Committee
11.9.5 Evidence
11.9.6 Witnesses, Examination and Cross-Examination
11.9.7 Appeals Committee's Deliberation
11.9.8 Decision of Appeals Committee
11.10 Payment of Costs
11.10.1
11.10.2
11.11 Fine
11.11.1
11.11.2
11.12 Interim Powers of CDP
11.12.1
11.12.2
11.12.3
11.12.4
11.12.5