Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
Chapter 4 Operational Requirements
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Directives
Regulatory Notices
Practice Notes
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(1 version)
 
Jun 3 2019 onwards

Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
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Contents:
2.1 Trading Member Admission Criteria
2.1.1
2.1.2
2.2 Application Procedures
2.2.1
2.2.2
2.2.3
2.2.4
2.2.5
2.2.6
2.3 Appeals
2.3.1
2.4 Register of Trading Members
2.4.1
2.5 Trading Rights
2.5.1
2.5.2
2.5.3
2.5.4
2.6 Appointment and Registration of Chief Executive Officer
2.6.1
2.6.2
2.6.3
2.6.4
2.6.5
2.7 De-Registration of Chief Executive Officer
2.7.1
2.7.2
2.8 Appointment and Registration of Trading Representatives
2.8.1
2.8.2
2.8.3
2.8.4
2.8.5
2.8.6
2.8.7
2.9 De-Registration of Trading Representative
2.9.1
2.9.2
2.10 Compliance
2.10.1 Trading Member
2.10.2 Chief Executive Officer
2.10.3 Trading Representative
2.11 Payment
2.11.1
2.12 Constitutional Documents
2.12.1
2.13 Business Name/Contact Details
2.13.1
2.13.2
2.13.3
2.14 Board of Directors
2.14.1
2.14.2
2.15 Directorship of SGX-ST Listed Company
2.15.1
2.15.2
2.16 Change in Control
2.16.1
2.16.2
2.16.3
2.17 Other Businesses
2.17.1
2.17.2
2.17.3
2.17.4
2.17.5
2.17.6
2.17.7
2.17.8
2.17.9
2.17.10
2.18 Reporting of Adverse Events
2.18.1
2.18.2
2.18.3
2.19 Voluntary Liquidation
2.19.1
2.20 Cessation of Trading Rights
2.20.1
2.20.2
2.20.3
2.21 Action against Defaulters
2.21.1
2.21.2
2.21.3
2.21.4
2.21.5
2.21.6
2.22 Suspension and Restriction of Activities
2.22.1
2.22.2
2.22.3
2.22.4
2.22.5
2.23 Termination of Membership
2.23.1
2.23.2
2.23.3
2.24 Notification and Appeal
2.24.1
2.24.2
2.24.3
2.24.4
2.25 Voluntary Suspension of Business
2.25.1
2.25.2
2.25.3
2.26 Resignation
2.26.1
2.26.2
2.26.3
2.26.4
2.27 Obligations of a Former Trading Member, Former Chief Executive Officer and Former Trading Representative
2.27.1
2.27.2
2.27.3