Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
Chapter 4 Operational Requirements
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Directives
Regulatory Notices
Practice Notes
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(1 version)
 
Jun 3 2019 onwards

Chapter 3 Capital and Financial Requirements
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Contents:
3.1 Interpretation
3.1.1
3.2 Base Capital Requirement
3.2.1
3.2.2
3.2.3
3.2.4
3.3 Financial Resources Requirement
3.3.1
3.3.2
3.3.3
3.3.4
3.3.5
3.3.6
3.3.7
3.3.8
3.3.9
3.4 Aggregate Indebtedness Requirement
3.4.1
3.4.2
3.4.3
3.4.4
3.4.5
3.4.6
3.5 Powers to Impose Other Requirements
3.5.1
3.6 Exposure to Single Customer
3.6.1
3.6.2
3.6.3
3.6.4
3.6.5
3.6.6
3.7 Remote Trading Member: Exposure to Single Customer
3.7.1
3.7.2
3.7.3
3.8 Exposure to Single Security
3.8.1
3.8.2
3.8.3
3.8.4
3.8.5
3.8.6
3.8.7
3.9 Remote Trading Members: Exposure to Single Security
3.9.1
3.9.2
3.9.3
3.10 Margin Financing
3.10.1
3.10.2
3.10.3
3.10.4
3.10.5
3.10.6
3.10.7
3.10.8
3.10.9
3.10.10
3.10.11
3.10.12
3.10.13
3.10.14
3.10.15
3.10.16
3.11 Borrowing and Lending of Specified Products
3.11.1
3.11.2
3.11.3
3.12 Submission of Returns
3.12.1
3.12.2
3.12.3
3.12.4
3.13 Annual Financial Audit
3.13.1
3.13.2
3.13.3
3.13.4
3.13.5
3.13.6
3.14 Provision in Annual Accounts
3.14.1
3.15 Other Financial Requirements
3.15.1
3.15.2
3.15.3
3.15.4
3.15.5
3.15.6
3.15.7