Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
Chapter 4 Operational Requirements
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Directives
Regulatory Notices
Practice Notes
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(1 version)
 
Jun 3 2019 onwards

Chapter 12 Supervision and Enforcement
View whole section


Contents:
12.1 Investigations by SGX-ST
12.1.1
12.1.2
12.1.3
12.1.4
12.1.5
12.1.6
12.1.7
12.2 Inspections by SGX-ST
12.2.1
12.2.2
12.2.3
12.2.4
12.2.5
12.2.6
12.3 Disciplinary Action
12.3.1
12.4 Composition by SGX-ST for Rule Violation
12.4.1
12.4.2
12.4.3
12.4.4
12.4.5
12.4.6
12.4.7
12.4.8
12.5 Disciplinary Committee
12.5.1
12.5.2
12.5.3
12.5.4
12.5.5
12.5.6
12.5.7
12.5.8
12.5.9
12.5.10
12.5.11
12.5.12
12.5.13
12.6 Appeals Committee
12.6.1
12.6.2
12.6.3
12.6.4
12.6.5
12.6.6
12.6.7
12.6.8
12.6.9
12.6.10
12.6.11
12.6.12
12.6.13
12.6.14
12.7 Fine
12.7.1
12.7.2
12.7.3
12.8 Payment of Costs
12.8.1
12.8.2
12.8.3
12.9 Confidentiality
12.9.1
12.10 Irregularities
12.10.1
12.10.2
12.11 Exclusion of Liability
12.11.1