Rulebooks: Contents

Mainboard Rules
Catalist Rules
SGX-ST Rules
Chapter 1 General
Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
Chapter 3 Capital and Financial Requirements
Chapter 4 Operational Requirements
Chapter 5 Trading Practices and Conduct
Chapter 6 Designated Market-Makers
Chapter 7 Listing and Quotation
Chapter 8 Trading
Chapter 9 Settlement
Chapter 10 Requirements on Specific Securities and Futures Contracts
Chapter 11 Cancellation of Contracts and Trades
Chapter 12 Supervision and Enforcement
Chapter 13 Definitions and Interpretation
Regulatory Notices
Practice Notes
Schedule A
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

(1 version)
Jun 3 2019 onwards


If the customer does not open the account in person, a Trading Member should take suitable steps to verify the customer's identity. The Trading Member may employ one or more of the following means to establish the customer's identity:

(a) Accept account opening forms that are certified by:
(i) a Justice of Peace, a commissioner for oaths, a notary public, or an advocate and solicitor;
(ii) members of other securities exchanges that have established information sharing agreements with SGX-ST; or
(iii) branches of banks in which the customer holds a banking account.
A Trading Member should verify the certification, for example through direct telephone contact with persons performing the certification.
(b) Establish telephone contact with the customer on an independently verified home or business number;
(c) With the customer's consent, contact the personnel department of the customer's employer on a listed business number to confirm his employment; or
(d) Obtain from the customer statements from a bank, the Central Provident Fund Board, income tax authority or such equivalent authority.

Added on 3 June 2019.