Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
Definitions and Interpretation
Section A — General
Section B — Market Participants
Section C — Market Structure
Section D — Regulatory Framework
Section E — Other Business Activities
Section F — Transitional Provisions
Directives
Practice Notes
Schedules
CDP Clearing Rules
DVP Rules
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

Chapter 4 — Trading Members
View whole section


Contents:
4.1 Admission Criteria
4.1.1
4.2 Application Procedures
4.2.1
4.2.2
4.2.3
4.2.4
4.3 Appeals
4.3.1
4.4 Register of Trading Members
4.4.1
4.5 Trading Rights
4.5.1
4.5.2
4.5.3
4.5.4
4.5A Direct Market Access
4.5A.1
4.5A.2 Conditions Governing Direct Market Access
4.5A.3 Conditions Governing Sponsored Access
4.5A.4 Suspension and Termination of Direct Market Access
4.5B Controlling Access
4.5B.1
4.6 Obligations of A Trading Member
4.6.1 Compliance
4.6.2 Acts as Principal
4.6.3 Contracts
4.6.4 Good Business Practice
4.6.5 Responsibility to SGX-ST
4.6.6 Supervision
4.6.7 Establish Procedures and Systems
4.6.7A Risk Management and Financial Controls
4.6.8 Change in Control
4.6.9 Reporting
4.6.10 Payment
4.6.11 Approved Executive Director
4.6.12 Directors
4.6.13 Trading Representatives
4.6.14 Memorandum and Articles of Association
4.6.15 Other Businesses
4.6.16 Register of Securities
4.6.17 Business Name
4.6.18 Issue of Shares
4.6.19 Voluntary Liquidation
4.6.20 Trading Member Ceases to Carry on Business
4.6.21 Business Continuity Requirements
4.6.22 Adequacy of Systems
4.7 Qualification by A Clearing Member
4.7.1 Qualified by a Clearing Member
4.7.2 Clearing of Contracts by Qualifying Clearing Member
4.8 Resignation
4.8.1 Procedures
4.8.2 Acceptance of Resignation by SGX-ST
4.8.3 Deletion from Register
4.9 Cessation of Trading Access
4.9.1
4.9.2
4.9.3
4.10 Obligations of a Former Trading Member
4.10.1