Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section B — Market Participants
Chapter 4 — Trading Members
Rule Amendments

4.6 Obligations of A Trading Member
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Contents:
4.6.1 Compliance
4.6.2 Acts as Principal
4.6.3 Contracts
4.6.4 Good Business Practice
4.6.5 Responsibility to SGX-ST
4.6.6 Supervision
4.6.7 Establish Procedures and Systems
4.6.7A Risk Management and Financial Controls
4.6.8 Change in Control
4.6.9 Reporting
4.6.10 Payment
4.6.11 Approved Executive Director
4.6.12 Directors
4.6.13 Trading Representatives
4.6.14 Memorandum and Articles of Association
4.6.15 Other Businesses
4.6.16 Register of Securities
4.6.17 Business Name
4.6.18 Issue of Shares
4.6.19 Voluntary Liquidation
4.6.20 Trading Member Ceases to Carry on Business
4.6.21 Business Continuity Requirements
4.6.22 Adequacy of Systems