Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Rule Amendments

  Versions
(2 versions)
 
Up to May 18 2014May 19 2014 onwards

14.12.1

Past version: effective up to May 18 2014.
To view other versions open the versions tab on the right.

Action Against Registered Persons

(1) SGX-ST may suspend, or otherwise restrict the activities of, a Trading Member, an Approved Executive Director or a Trading Representative if the person is charged with:—
(a) an offence under the Securities and Futures Act or Securities and Futures Regulations;
(b) an offence involving fraud or dishonesty, whether in or out of Singapore;
(c) an offence relating to director's duties; or
(d) an offence under any relevant law or regulation which governs that person's other business activities.
(2) The suspension or restriction ends if the Trading Member, Approved Executive Director or Trading Representative is acquitted or the charge is not proceeded with.