Rulebooks: Contents

Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
Chapter 1 Application of Rules
Chapter 2 Clearing Membership
Chapter 3 Committees
Chapter 4 Enforcement of Rules
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B Payments
Chapter 8 Mutual Offset System
Chapter 9 Definitions and Interpretation
Chapter 10 Transitional Provisions
Practice Notes
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Rule Amendments

(2 versions)
Up to Dec 30 2013Dec 31 2013 onwards


Past version: effective up to Dec 30 2013.
To view other versions open the versions tab on the right.

Except for a Bank Clearing Member, a Clearing Member must inform the Clearing House in writing immediately if it or any of its directors, officers, Registered Persons, employees, or agents:—

2.06A.1.1 breaches the SFA or SFR;
2.06A.1.2 breaches this Rules;
2.06A.1.3 breaches any relevant law or regulation which governs that person's other business activities;
2.06A.1.4 breaches the rules of any other exchange or clearing house;
2.06A.1.5 breaches any provision involving fraud or dishonesty, whether in or out of Singapore;
2.06A.1.6 breaches director's duties;
2.06A.1.7 is the subject of a written complaint involving an allegation of fraud or dishonesty, whether in or out of Singapore;
2.06A.1.8 is the subject of an investigation involving an allegation of fraud or dishonesty, whether in or out of Singapore;
2.06A.1.9 is the subject of any disciplinary action taken by the Clearing Member involving suspension, termination, withholding of commissions, fines or any other significant limitation of activities;
2.06A.1.10 engages in conduct that has the effect of circumventing the SFA, SFR or this Rules;
2.06A.1.11 engages in conduct which is inconsistent with the principles of good business practice;
2.06A.1.12 engages in conduct which is detrimental to the financial integrity, reputation or interests of the Clearing House, or clearing facilities established or operated by the Clearing House; or
2.06A.1.13 is insolvent, or has been issued a bankruptcy or winding up proceeding.

Amended on 27 March 2006 and 3 November 2010.