Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
Chapter 1 Application of Rules
Chapter 2 Clearing Membership
Chapter 3 Committees
Chapter 4 Enforcement of Rules
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B Payments
Chapter 8 Mutual Offset System
Chapter 9 Definitions and Interpretation
Chapter 10 Transitional Provisions
Directives
Practice Notes
Appendices
Schedules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(2 versions)
 
Up to Dec 30 2013Dec 31 2013 onwards

4.01A.1

Past version: effective up to Dec 30 2013.
To view other versions open the versions tab on the right.

The Clearing House may conduct an investigation if:—

4.01A.1.1 the investigation involves a possible breach of the SFA, SFR or this Rules;
4.01A.1.2 the Clearing House receives a written complaint involving a Clearing Member, director, officer, employee or agent;
4.01A.1.3 there is a dispute between Clearing Members on a clearing or settlement matter; or
4.01A.1.4 in the Clearing House's opinion, the circumstances warrant.

Added on 27 March 2006.