Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
Chapter 1 Application of Rules
Chapter 2 Clearing Membership
Chapter 3 Committees
Chapter 4 Enforcement of Rules
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B Payments
Chapter 8 Mutual Offset System
Chapter 9 Definitions and Interpretation
Chapter 10 Transitional Provisions
Directives
Practice Notes
Appendices
Schedules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(3 versions)
 

4.03A.1

Past version: effective up to Dec 30 2013.
To view other versions open the versions tab on the right.

The Disciplinary Committee may exercise its powers against a Clearing Member who:—

4.03A.1.1 breaches the SFA or SFR;
4.03A.1.2 breaches this Rules;
4.03A.1.3 breaches any relevant law or regulation which governs that Clearing Member's other business activities;
4.03A.1.4 breaches the rules of any other exchange;
4.03A.1.5 breaches any provisions involving fraud or dishonesty, whether in or out of Singapore;
4.03A.1.6 breaches director's duties;
4.03A.1.7 engages in conduct that has the effect of circumventing the SFA, SFR or this Rules; or
4.03A.1.8 engages in conduct detrimental to the financial integrity, reputation, interests or operation of the Clearing House.

Added on 27 March 2006.