Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
Chapter 1 General Matters
Chapter 2 Access and Membership
Chapter 3 Conduct of Members, Approved Traders and Representatives
Chapter 4 Listing and Trading of Contracts
Chapter 5 Physical Delivery
Chapter 6 Dispute Resolution and Arbitration
Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
Chapter 8 Definitions and Interpretation
Chapter 9 Transitional Provisions
Regulatory Notices
Practice Notes
Schedules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(2 versions)
 
Up to May 15 2011May 16 2011 onwards

7.2.1 Disciplinary Action

Past version: effective up to May 15 2011.
To view other versions open the versions tab on the right.

The Exchange may charge a Member, Approved Trader or Registered Representative before the Disciplinary Committee if an investigation or inspection reveals that the Member, Approved Trader or Registered Representative has committed a Rule Violation. The Exchange may, in lieu of a referral to the Disciplinary Committee, issue a letter of warning to the Member, Approved Trader or Registered Representative concerned.