Location: Rulebooks > Futures Trading Rules > Chapter 7 Adverse Events, Rule Violations and Disciplinary Action > 7. Overview of Adverse Events, Rule Violations and Disciplinary Action > 7.2 Exchange's Disciplinary Powers > 7.2.1 Disciplinary Action

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Chapter 1 General Matters
Chapter 2 Access and Membership
Chapter 3 Conduct of Members, Approved Traders and Representatives
Chapter 4 Listing and Trading of Contracts
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Chapter 6 Dispute Resolution and Arbitration
Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
Chapter 8 Definitions and Interpretation
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7.2 Exchange's Disciplinary Powers 7.2.1A Composition by the Exchange.
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(2 versions)
  
Up to May 15 2011May 16 2011 onwards

7.2.1 Disciplinary Action

Past version: effective up to May 15 2011.
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The Exchange may charge a Member, Approved Trader or Registered Representative before the Disciplinary Committee if an investigation or inspection reveals that the Member, Approved Trader or Registered Representative has committed a Rule Violation. The Exchange may, in lieu of a referral to the Disciplinary Committee, issue a letter of warning to the Member, Approved Trader or Registered Representative concerned.

7.2 Exchange's Disciplinary Powers 7.2.1A Composition by the Exchange.