Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
Chapter 1 General Matters
Chapter 2 Access and Membership
2. Overview of Access and Membership
Chapter 3 Conduct of Members, Approved Traders and Representatives
Chapter 4 Listing and Trading of Contracts
Chapter 5 Physical Delivery
Chapter 6 Dispute Resolution and Arbitration
Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
Chapter 8 Definitions and Interpretation
Chapter 9 Transitional Provisions
Regulatory Notices
Practice Notes
Schedules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(3 versions)
 
Up to Nov 28 2010Nov 29 2010 - Mar 31 2014Apr 1 2014 onwards

2.4.1 Licensing and Registration Requirements for General Trading Members

Past version: effective from Nov 29 2010 - Mar 31 2014.
To view other versions open the versions tab on the right.

To the extent that any General Trading Member or its employees and agents engage in any Regulated Activity in the Markets, such General Trading Member and its employees and agents are required to procure and maintain the requisite licence(s) and registration(s) with MAS and independently satisfy such licensing and registration requirements as contemplated under the applicable laws. "Regulated Activity" refers to any activity that requires a CMS Licence, registration in the Public Register of Representatives, financial adviser's licence or such other licence or registration as required under the Act or Financial Advisers Act (Cap 110).

Amended on 25 August 2009 and 29 November 2010.