Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
Chapter 1 Application of Rules
Chapter 2 Clearing Membership
Chapter 3 Committees
Chapter 4 Enforcement of Rules
Chapter 5 Arbitration
Chapter 6 Delivery and Related Matters
Chapter 7 Clearing and Margins
Chapter 7A Suspension and Default
Chapter 7B Payments
Chapter 8 Mutual Offset System
Chapter 9 Definitions and Interpretation
Chapter 10 Transitional Provisions
Directives
Practice Notes
Appendices
Schedules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

  Versions
(3 versions)
 
Up to Dec 30 2013Dec 31 2013 - Jun 2 2019Jun 3 2019 onwards

4.03A.1

Past version: effective from Dec 31 2013 - Jun 2 2019.
To view other versions open the versions tab on the right.

The Disciplinary Committee may exercise its powers against a Clearing Member who:—

4.03A.1.1 breaches the SFA or SFR;
4.03A.1.2 breaches this Rules;
4.03A.1.3 breaches any relevant law or regulation which governs that Clearing Member's other business activities;
4.03A.1.4 breaches the rules of any other exchange;
4.03A.1.5 breaches any provisions involving fraud or dishonesty, whether in or out of Singapore;
4.03A.1.6 breaches director's duties;
4.03A.1.7 engages in conduct that has the effect of circumventing the SFA, SFR, this Rules and/or any applicable laws; or
4.03A.1.8 engages in conduct detrimental to the financial integrity, reputation, interests or operation of the Clearing House.

Added on 27 March 2006 and amended on 31 December 2013.