Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Rule Amendments

  Versions
(3 versions)
 
Up to May 18 2014May 19 2014 - Dec 28 2014Dec 29 2014 onwards

11.11.1

Past version: effective from May 19 2014 - Dec 28 2014.
To view other versions open the versions tab on the right.

A Trading Member shall:

(1) in the case of a Trading Member that holds a capital markets services licence, obtain the written approval of SGX-ST in the event of any change of its existing external auditor; and
(2) in the case of a Trading Member that holds a licence specified in Rule 4.1.1(1)(b), notify SGX-ST at least seven (7) days prior to any change of its existing external auditor. The Trading Member shall appoint external auditors that are accepted by its Relevant Regulatory Authority.

Amended on 19 May 2014.