SGX - Singapore Exchange Ltd

Location: Rulebooks > Archive > SGX-ST Rules > Section D — Regulatory Framework > Chapter 11 — Capital and Financial Requirements > 11.8 Exposure to Single Security

Rulebooks: Contents

Mainboard Rules

CDP Clearing Rules

CDP Settlement Rules

DVP Rules [Entire Rulebook has been deleted]

CDP Depository Rules

Futures Trading Rules

SGX-DC Clearing Rules

SIAC DT Arbitration Rules

SIAC DC Arbitration Rules

Definitions and Interpretation

Section A — General

Section B — Market Participants

Section C — Market Structure

Section D — Regulatory Framework

Chapter 11 — Capital and Financial Requirements

11.1 Definitions and Interpretation

11.1A Financial Requirement for Trading Members

11.2 Base Capital Requirement [Rule has been deleted.]

11.2A [Rule has been deleted.]

11.3 Financial Resources Requirement

11.4 Aggregate Indebtedness Requirement

11.5 Powers to Impose Other Requirements

11.6 [Rule has been deleted.]

11.7 Exposure to Single Customer

11.7A Other Requirements for Exposure to Single Customer

11.8 Exposure to Single Security

11.8A Other Requirements for Exposure to Single Security

11.9 Margin Financing

11.10 Submission of Returns

11.11 Annual Financial Audit

11.12 Provision in Annual Accounts

11.13 Other Financial Requirements

11.14 Register of Connected Persons

Chapter 12 — Operational Requirements

Chapter 12A — Position Accounts

Chapter 13 — Trading Practices and Conduct

Chapter 14 — Supervisory Rules

Section E — Other Business Activities

Section F — Transitional Provisions

Rule Amendments

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11.8 Exposure to Single Security
This Rule 11.8 shall apply to a Trading Member that holds a Capital Markets Services Licence.

Amended on 19 May 2014 and 29 December 2014.