Rulebooks: Contents

Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
SGX-ST Rules
Rule Amendments

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  • 16.3.2

    A Trading Member must:—

    (1) supervise its corporate finance staff;
    (2) implement written supervisory procedures to ensure that its corporate finance staff comply with this Chapter; and
    (3) implement any procedure, Directive or recommendation by SGX-ST.