SGX - Singapore Exchange Ltd

Location: Rulebooks > Archive > SGX-ST Rules > Practice Notes > Practice Note 4.6.21 — Business Continuity Requirements > Appendix A to Practice Note 4.6.21 Business Continuity Management Emergency Contact Person(s)

Rulebooks: Contents

Mainboard Rules

CDP Clearing Rules

CDP Settlement Rules

DVP Rules [Entire Rulebook has been deleted]

CDP Depository Rules

Futures Trading Rules

SGX-DC Clearing Rules

SIAC DT Arbitration Rules

SIAC DC Arbitration Rules

Definitions and Interpretation

Section A — General

Section B — Market Participants

Section C — Market Structure

Section D — Regulatory Framework

Section E — Other Business Activities

Section F — Transitional Provisions

Practice Note — Direct Market Access And Sponsored Access

Practice Note 4.6.7A(1)(b) — Pre-Execution Checks

Practice Note 4.6.7A(1)(c) — Error Prevention

Practice Note 4.6.7A(2) — Firm-Level Monitoring of Capital and Financial Requirements and Prudential Limits

Practice Note 4.6.21 — Business Continuity Requirements

Appendix A to Practice Note 4.6.21 Business Continuity Management Emergency Contact Person(s)

Practice Note 4.6.21; 12.1.1; 12.3.6; 12.6.4; 12.7.2; 12.10A.2: Operational Requirements for Trading Members Who Do Not Conduct Business in Singapore

Practice Note 8.2.1 — Application of Market Phases and Algorithm

Practice Note 8.2A.2 — Closing Price of Prescribed Instrument

Practice Note 8.2.2 — Procedures for Contingency Order Withdrawal

Practice Note 8.6 — Application of the Forced Order Range

Practice Note 8.6.12(4) — Computation of Monetary Loss

Practice Note 8.6.13A(3) — Alternative Reference Price For No-Cancellation Range

Practice Note 8.8.1 — Designated Instruments

Practice Note 8.10.1 — Characteristics of Suspension and Trading Halt

Practice Note 8.10A — Circuit Breaker

Practice Note 8.10.3 — Approval of Off-Market Trades in a Security or Futures Contract Subject to Suspension or Trading Halt

Practice Note 8A — Obligations of Trading Members to Mark Sell Orders

Practice Note 9.4.3A(b) Money Received on Account of Customer

Practice Note 11.7A.1, 11.8A.1 — Exposure to Single Customer and Single Security

Practice Note 12.3.1 — Verification Procedure in Respect of Customer's Identity

Practice Note 12.3A.1 — Customer Education

Practice Note 12.3.1, 12.3.2 —Customer Account

Practice Note 12.3.1, 12.3.4 — Additional Safeguards for Trading by Young Investors

Practice Note 12.6.1 — Contract Notes

Practice Note 12.6.3(2) — Evidence of Informed Consent for Contract Notes in Electronic Form

Practice Note 12.14.1 — Conflicts of Interest

Practice Note 12.17.1 — Review of Remisier's Personal Trades

Practice Note 12.20.1 — Soft Dollar Receipts or Payments

Practice Note 12A.4.1, 12A.5.2 — Position Account Allocation

Practice Note 13.4.1 — Customer Orders — Precedence

Practice Note 13.8.1 — Market Manipulation and False Market

Practice Note 13.8.9 — Processes for Review of Orders and Trades

Practice Note 19.7.1 [Rule has been deleted.]

Rule Amendments

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Appendix A to Practice Note 4.6.21 Business Continuity Management Emergency Contact Person(s)
Please click here to view Appendix A to Practice Note 4.6.21 Business Continuity Management Emergency Contact Person(s).