Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Sponsors
Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Chapter 4 Equity Securities
Chapter 5 Reserved
Chapter 6 Reserved
Chapter 7 Continuing Obligation
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transactions
Chapter 10 Acquisitions and Realisations
Chapter 11 Takeovers
Chapter 12 Circulars, Annual Reports and Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Transition Rules
Appendices
Practice Notes
Code of Corporate Governance 2012
Code of Corporate Governance 2018
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

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  • 319

    (1) A party may appeal the decision of the Disciplinary Committee, or a decision of the Exchange specified under Rule 304(1)(b), by filing a notice of appeal with the Appeals Committee within 14 business days of the relevant decision. An appellant other than the Exchange shall pay a non-refundable administrative fee of $1,500 when filing a notice of appeal.
    (2) Where a notice of appeal is filed after 14 business days of the relevant decision, the notice of appeal may only be accepted if the delay is accounted for to the satisfaction of the chairman.
    (3) A notice of appeal shall be served on all parties involved, and shall contain the following details:
    (a) the date and reference details of the decision;
    (b) the Relevant Rule of the decision;
    (c) the brief facts relevant to the decision;
    (d) a summary of the decision;
    (e) the sanction imposed by the Disciplinary Committee or the decision taken by the Exchange; and
    (f) a summary of the grounds of appeal which includes:
    (i) the specific finding which is subject to appeal; and
    (ii) the reasons in support of the appeal against that finding.
    (4) An appeal against a decision by the Disciplinary Committee may only be heard if the chairman is of the opinion that:
    (a) the Disciplinary Committee had acted in bad faith;
    (b) there was procedural unfairness in the Disciplinary Committee's determination of the charges;
    (c) there is fresh evidence, not previously available, which would likely have affected the decision of the Disciplinary Committee;
    (d) the Disciplinary Committee had made a gross error in respect of a finding of fact;
    (e) the Disciplinary Committee had made an error in respect of the interpretation of the Rules; or
    (f) the sanctions imposed are manifestly excessive or inadequate.
    (5) An appeal against a decision by the Exchange referred to under Rule 304(1)(b) may only be heard if the chairman is of the opinion that:
    (a) the Exchange had acted in bad faith;
    (b) there was procedural unfairness in the Exchange's determination of the matter; or
    (c) the Exchange had made an error in respect of the interpretation of the Rules.

    Added on 7 October 2015.