Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Section D — Regulatory Framework
Chapter 12 — Operational Requirements
12.2 Confidentiality of Customer's Information
Rule Amendments

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  • 12.2 Confidentiality of Customer's Information

    • 12.2.1

      A Trading Member and its Trading Representative must maintain confidentiality of a customer's information, unless:—

      (1) the prior consent of the customer for the disclosure of the information is obtained;
      (2) the disclosure is for the effective execution of the customer's order;
      (3) the disclosure is necessary for the operations and risk management of the Trading Member if these functions have been outsourced by the Trading Member; or
      (4) the disclosure is required under the law or under the Rules.

    • 12.2.2

      A Trading Member must ensure that a person to whom it discloses a customer's information under Rules 12.2.1(2) and (3) maintains confidentiality of such information.