Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Rule Amendments

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  • 16.1 Permissible Activities

    • 16.1.1

      Unless exempt under the Securities and Futures Act or the Securities and Futures Regulations, prior to engaging in corporate finance activities, a Trading Member and its corporate finance staff must obtain the appropriate licence and be appropriately registered.

      Amended on 3 April 2008 and 29 November 2010.

    • 16.1.2

      The corporate finance department of a Trading Member must engage only in the following types of activities:—

      (1) Management, underwriting and placement of initial public offering of securities;
      (2) Management, underwriting and placement of rights issues of securities;
      (3) Advising on acquisition and disposal of securities and assets;
      (4) Advising on corporate or debt restructuring; and
      (5) Take-over offers under the Singapore Code on Take-overs and Mergers, if the Trading Member has relevant expertise and experience.

      Amended on 3 April 2008.