Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
SGX-ST Rules
Rule Amendments

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  • 16.7 Trade Restrictions

    • 16.7.1

      A restricted list of securities on which the corporate finance department is working must be maintained.

    • 16.7.2

      A security must be moved onto the restricted list no later than the date the deal is mandated.

    • 16.7.3

      If circulated, the restricted list may be circulated to only the following persons:—

      (1) corporate finance staff and the person to whom the head of corporate finance reports; and
      (2) Trading Representatives who are authorised to deal for the Trading Member's accounts and the head to whom these Trading Representatives report.

    • 16.7.4

      Staff who are privy to the Restricted List must not deal in securities listed therein, or in any derivative of such securities, either for the Trading Member's account, their own accounts or accounts over which they have control and influence.

      Amended on 3 April 2008.