Rulebooks: Contents

Rulebooks
Mainboard Rules
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
Chapter 1 General Matters
Chapter 2 Access and Membership
Chapter 3 Conduct of Members, Approved Traders and Representatives
Chapter 4 Listing and Trading of Contracts
Chapter 5 Physical Delivery
Chapter 6 Dispute Resolution and Arbitration
Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
Chapter 8 Definitions and Interpretation
Chapter 9 Transitional Provisions
Regulatory Notices
Practice Notes
Schedules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

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  • 7.9 Appeals Committee

    • 7.9.1 Composition of Appeals Committee

      The Appeals Committee shall comprise persons appointed by the SGX RegCo Board and approved by MAS provided that:

      (a) the Appeals Committee shall not have a member who is, or who within three years of the proposed appointment date was, a director, officer or employee of:
      (i) Singapore Exchange Limited; or
      (ii) any of Singapore Exchange Limited's Related Corporations;
      (b) a majority of the Appeals Committee shall not be directors, officers or employees of any member of Singapore Exchange Limited or Singapore Exchange Limited's subsidiaries; and
      (c) a majority of the Appeals Committee shall not be substantial shareholders of Singapore Exchange Limited or directors, officers or employees of any substantial shareholder of Singapore Exchange Limited.

      Amended on 5 December 2006, 15 September 2017 and 3 June 2019.

    • 7.9.2 Chairman and Deputy Chairman of the Appeals Committee

      The SGX RegCo Board shall appoint the chairman and deputy chairman of the Appeals Committee. In the absence of the chairman, the deputy chairman will have all the powers of the chairman.

      Amended on 5 December 2006, 15 September 2017 and 3 June 2019.

    • 7.9.3 [Rule has been deleted.]

      Deleted on 3 June 2019.

    • 7.9.4 [Rule has been deleted.]

      Deleted on 3 June 2019.

    • 7.9.5 Powers of the Appeals Committee

      The powers of the Appeals Committee include:

      (a) all the powers of the Disciplinary Committee;
      (b) varying the sanctions imposed by the Disciplinary Committee, and overturning, varying or upholding any decision or specific findings of the Disciplinary Committee;
      (c) hearing and deciding appeals in accordance with this Rules; and
      (d) dealing with such other matters as the SGX RegCo Board refers to it (either generally or in a particular case).

      Amended on 5 December 2006, 15 September 2017 and 3 June 2019.

    • 7.9.5A

      A failure to comply with any Sanction imposed by the Appeals Committee constitutes a breach of these Rules.

      Added on 3 June 2019.

    • 7.9.6 [Rule has been deleted.]

      Deleted on 3 June 2019.

    • 7.9.7 [Rule has been deleted.]

      Deleted on 3 June 2019.