Rulebooks: Contents

Rulebooks
Mainboard Rules
Definitions and Interpretation
Chapter 1 Introduction
Chapter 2 Equity Securities
Chapter 3 Debt Securities
Chapter 4 Investment Funds
Chapter 5 Structured Warrants
Chapter 6 Prospectus, Offering Memorandum and Introductory Document
Chapter 7 Continuing Obligations
Chapter 8 Changes in Capital
Chapter 9 Interested Person Transactions
Chapter 10 Acquisitions and Realisations
Chapter 11 Takeovers
Chapter 12 Circulars, Annual Reports and Electronic Communications
Chapter 13 Trading Halt, Suspension and Delisting
Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
Appendices
Practice Notes
Report of the Committee and Code of Corporate Governance
Catalist Rules
SGX-ST Rules
CDP Clearing Rules
CDP Settlement Rules
DVP Rules [Entire Rulebook has been deleted]
CDP Depository Rules
Futures Trading Rules
SGX-DC Clearing Rules
SIAC DT Arbitration Rules
SIAC DC Arbitration Rules
Archive
Rule Amendments

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  • Documents to be Submitted Before Trading Commences

    • 250

      As soon as practicable before trading commences, or after the close of the offering, the following documents must be submitted: —

      (1) Confirmation that all share certificates have been issued and despatched, if applicable;
      (2) A copy of the return of allotment filed with the Registrar of Companies and Businesses or any competent authority, if applicable;
      (3) Confirmation by the issue manager that Rule 210(1) or Rule 211(1), and Rule 240 have been complied with;
      (4) Confirmation by the issue manager that, in its opinion, allocation and allotment of the securities has resulted in a distribution that is not expected to result in a disorderly market when trading begins in the applicant's securities; and
      (5) Where the listing involves an issue of shares, the following information must be provided on allocation and allotment of the securities:—
      (a) a list of the directors and substantial shareholders and their respective shareholdings;
      (b) A declaration on the percentage of issued share capital held in public hands and the number of holders in the format set out below:—

      (i) Where the total offer size is less than $75 million based on the issue price, at least 40% of the invitation shares or $15 million whichever is lower, must be distributed to investors, each allocated and allotted not more than 0.8% of the invitation shares or $300,000 worth of shares whichever is lower:—
      Holding Size No of Holders Total Holdings Total Holdings as a % of Total Invitation
      Regulated Portion

      Not more than 0.8% of total invitation shares or $300,000 worth of shares (whichever is lower)
           
      Unregulated Portion

      Not more than 0.8% of total invitation shares or $300,000 worth of shares (whichever is lower)



      More than 0.8 % of total invitation shares or $300,000 worth of shares (whichever is lower)
           
      Total:  

       

       



      Note:
      1. The shareholdings of an applicant and his associates must be aggregated and treated as one single holder.
      2. Preferential allotments made pursuant to Rule 234 come under the unregulated portion.
      3. Distribution requirements are not applicable to offer size of $120 million or more.
      (ii) Where the total offer size based on the issue price is $75 million or more but less than $120 million, at least 20% of the invitation shares must be distributed to investors, each allocated and allotted not more than 0.4% of the invitation shares:—
      Holding Size No of Holders Total Holdings Total Holdings as a % of Total Invitation
      Regulated portion

      Not more than 0.4% of total invitation shares
           
      Unregulated Portion

      Not more than 0.4% of total invitation shares



      More than 0.4% of total invitation shares
           
      Total:  

       

       



      Note:
      1. The shareholdings of an applicant and his associates must be aggregated and treated as one single holder.
      2. Preferential allotments made pursuant to Rule 234 come under the unregulated portion.
      3. Distribution requirements are not applicable to offer size of $120 million or more.
      (6) An undertaking from each of the applicant's (or where applicable REIT manager's or trustee manager's) directors and executive officers to comply with the Exchange's listing rules. The undertaking must be in the form set out in Appendix 7.7.

      Amended on 7 October 2015.